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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
176
Dow Inc
DOW
$21.6B
$890K 0.1%
+18,045
New +$953K
ICF icon
177
iShares Select U.S. REIT ETF
ICF
$2.12B
$884K 0.1%
+15,570
New +$874K
BCX icon
178
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$880K 0.1%
+107,665
New +$854K
IWV icon
179
iShares Russell 3000 ETF
IWV
$19.5B
$867K 0.1%
5,008
+541
+12% +$91.8K
EQIX icon
180
Equinix
EQIX
$107B
$863K 0.1%
+1,709
New +$820K
FDMO icon
181
Fidelity Momentum Factor ETF
FDMO
$934M
$859K 0.1%
24,118
-3,343
-12% -$116K
ITA icon
182
iShares US Aerospace & Defense ETF
ITA
$14.2B
$858K 0.1%
+8,012
New +$830K
COP icon
183
ConocoPhillips
COP
$147B
$857K 0.1%
14,201
+2,568
+22% +$160K
BKLN icon
184
Invesco Senior Loan ETF
BKLN
$7.1B
$855K 0.1%
37,666
+9,555
+34% +$218K
PYPL icon
185
PayPal
PYPL
$49.5B
$848K 0.1%
7,319
+503
+7% +$55.7K
BSV icon
186
Vanguard Short-Term Bond ETF
BSV
$44.6B
$841K 0.09%
10,448
-744
-7% -$59.3K
SO icon
187
Southern Company
SO
$110B
$837K 0.09%
15,017
-10,922
-42% -$585K
KMI icon
188
Kinder Morgan
KMI
$73.1B
$836K 0.09%
39,867
+7,300
+22% +$147K
FREL icon
189
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$833K 0.09%
31,787
+2,332
+8% +$61K
BABA icon
190
Alibaba
BABA
$269B
$827K 0.09%
4,842
+999
+26% +$172K
F icon
191
Ford
F
$57.3B
$826K 0.09%
80,801
+11,204
+16% +$110K
GYLD icon
192
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$816K 0.09%
+49,968
New +$820K
AMGN icon
193
Amgen
AMGN
$203B
$809K 0.09%
4,369
+681
+18% +$122K
QABA icon
194
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$809K 0.09%
16,811
-14,827
-47% -$709K
ADP icon
195
Automatic Data Processing
ADP
$100B
$804K 0.09%
+4,869
New +$791K
FBT icon
196
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$803K 0.09%
5,702
+73
+1% +$10.1K
IYH icon
197
iShares US Healthcare ETF
IYH
$3.11B
$802K 0.09%
+20,445
New +$774K
SMDV icon
198
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$796K 0.09%
13,425
-486
-3% -$28.6K
EPD icon
199
Enterprise Products Partners
EPD
$83.8B
$795K 0.09%
27,494
-1,525
-5% -$43.9K
CHY
200
Calamos Convertible and High Income Fund
CHY
$1.03B
$792K 0.09%
71,798
+700
+1% +$7.64K
6 7
8
9 10

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.