We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
176
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$577K 0.12%
5,754
-1,904
-25% -$204K
IYF icon
177
iShares US Financials ETF
IYF
$4.39B
$576K 0.12%
10,776
-38,838
-78% -$2.23M
ICF icon
178
iShares Select U.S. REIT ETF
ICF
$2.12B
$570K 0.12%
11,936
+3,534
+42% +$176K
EQIX icon
179
Equinix
EQIX
$107B
$554K 0.11%
1,571
+9
+0.6% +$3.51K
MLPA icon
180
Global X MLP ETF
MLPA
$2.28B
$546K 0.11%
11,875
-2,383
-17% -$126K
CONE
181
DELISTED
CyrusOne Inc Common Stock
CONE
$542K 0.11%
10,249
+155
+2% +$8.86K
TEVA icon
182
Teva Pharmaceuticals
TEVA
$35.9B
$541K 0.11%
33,518
+9,152
+38% +$188K
SAP icon
183
SAP
SAP
$187B
$540K 0.11%
5,425
+951
+21% +$101K
RDS.B
184
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$540K 0.11%
8,709
+2,854
+49% +$182K
AGN
185
DELISTED
Allergan plc
AGN
$539K 0.11%
3,807
-647
-15% -$106K
MKL icon
186
Markel Group
MKL
$25B
$537K 0.11%
517
– –
PTF icon
187
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
$537K 0.11%
30,600
-5,739
-16% -$107K
FTDS icon
188
First Trust Dividend Strength ETF
FTDS
$38.3M
$536K 0.11%
+18,251
New +$591K
HYZD icon
189
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$531K 0.11%
23,703
+142
+0.6% +$3.35K
IYJ icon
190
iShares US Industrials ETF
IYJ
$1.98B
$529K 0.11%
8,232
-37,814
-82% -$2.66M
SHW icon
191
Sherwin-Williams
SHW
$78.3B
$525K 0.11%
4,011
+2,052
+105% +$277K
BLK icon
192
Blackrock
BLK
$164B
$514K 0.1%
1,311
+599
+84% +$245K
GD icon
193
General Dynamics
GD
$105B
$511K 0.1%
3,247
-817
-20% -$146K
AMGN icon
194
Amgen
AMGN
$203B
$510K 0.1%
2,613
-230
-8% -$44.9K
KHC icon
195
Kraft Heinz
KHC
$30.4B
$508K 0.1%
11,665
+7,986
+217% +$414K
FIXD icon
196
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$502K 0.1%
+10,122
New +$494K
CVS icon
197
CVS Health
CVS
$137B
$494K 0.1%
7,412
-1,127
-13% -$84.1K
DE icon
198
Deere & Co
DE
$170B
$492K 0.1%
3,289
+298
+10% +$43.6K
PYPL icon
199
PayPal
PYPL
$49.5B
$490K 0.1%
5,754
+2,374
+70% +$198K
F icon
200
Ford
F
$57.3B
$487K 0.1%
62,744
+23,898
+62% +$213K
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.