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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
(-27%)
Cap. Flow
-$217M
Cap. Flow
% of AUM
-40.42%
Top 10 Holdings %
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$1.81M |
| 2 |
Broadcom
AVGO
|
+$1.01M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$990K |
| 4 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$959K |
| 5 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$658K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$44.6M |
| 2 |
Blackstone
BX
|
+$16.3M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$16.1M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$15.7M |
| 5 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$12.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.92% |
| 2 | Healthcare | 4.13% |
| 3 | Financials | 3.72% |
| 4 | Consumer Discretionary | 3.5% |
| 5 | Communication Services | 3.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
SPDR Gold Trust
GLD
$131B
| $643K | 0.12% |
5,472
-1,213
| -18% | -$139K |
|
|
HDV
177
iShares Core High Dividend ETF
HDV
$14.4B
| $642K | 0.12% |
37,405
-5,735
| -13% | -$102K |
|
178
GE Aerospace
GE
$367B
| $641K | 0.12% |
9,979
-1,069
| -10% | -$65.9K |
|
179
iShares Russell 1000 Value ETF
IWD
$82B
| $636K | 0.12% |
5,237
-570
| -10% | -$71.6K |
|
180
NVIDIA
NVDA
$5.01T
| $632K | 0.12% |
104,560
-34,640
| -25% | -$225K |
|
181
Alibaba
BABA
$269B
| $625K | 0.12% |
3,904
+1,602
| +70% | +$283K |
|
182
iShares Russell Mid-Cap Growth ETF
IWP
$20B
| $615K | 0.11% |
9,406
-4,846
| -34% | -$322K |
|
183
Southwest Airlines
LUV
$22.1B
| $615K | 0.11% |
+10,025
| New | +$586K |
|
184
Micron Technology
MU
$1.04T
| $614K | 0.11% |
12,947
-113,020
| -90% | -$5.7M |
|
185
Invesco S&P 500 BuyWrite ETF
PBP
$352M
| $611K | 0.11% |
27,109
-19,286
| -42% | -$432K |
|
186
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $609K | 0.11% |
12,133
-15,843
| -57% | -$795K |
|
|
RFUN
187
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
| $607K | 0.11% |
24,095
-24,376
| -50% | -$616K |
|
188
ConocoPhillips
COP
$147B
| $602K | 0.11% |
8,143
+2,511
| +45% | +$181K |
|
189
Accenture
ACN
$89.9B
| $601K | 0.11% |
3,523
-1,157
| -25% | -$193K |
|
190
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
| $589K | 0.11% |
10,456
-1,040
| -9% | -$60.4K |
|
|
CONE
191
DELISTED
CyrusOne Inc Common Stock
CONE
| $589K | 0.11% |
10,094
| – | – |
|
192
Qualcomm
QCOM
$176B
| $583K | 0.11% |
9,976
-389
| -4% | -$25.6K |
|
193
Eli Lilly
LLY
$1.07T
| $569K | 0.11% |
5,519
-215
| -4% | -$21.5K |
|
194
iShares Mortgage Real Estate ETF
REM
$542M
| $567K | 0.11% |
13,234
-1,357
| -9% | -$60.5K |
|
195
Amgen
AMGN
$203B
| $566K | 0.11% |
2,843
+221
| +8% | +$43.6K |
|
196
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
| $564K | 0.11% |
23,561
| – | – |
|
197
Vanguard Small-Cap Value ETF
VBR
$37.1B
| $563K | 0.1% |
4,139
-1,825
| -31% | -$256K |
|
198
Markel Group
MKL
$25B
| $562K | 0.1% |
517
| – | – |
|
199
AB InBev
BUD
$158B
| $558K | 0.1% |
5,673
-254
| -4% | -$24.8K |
|
200
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $556K | 0.1% |
9,259
+986
| +12% | +$59.2K |
|
Similar funds
AG
AMH
EDRH
GAM
CIA
PS
PFA
RBI
Prospera Financial Services's Q3 2018 Portfolio in Review
As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.
- Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
- Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
- Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
- Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
- Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
- Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.
Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.