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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDV icon
176
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$378K 0.09%
+3,049
New +$357K
CXP
177
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$378K 0.09%
14,919
– –
LYB icon
178
LyondellBasell Industries
LYB
$19.5B
$377K 0.09%
4,746
+42
+0.9% +$3.64K
VOD icon
179
Vodafone
VOD
$34.9B
$377K 0.09%
11,034
-945
-8% -$31.9K
HE icon
180
Hawaiian Electric Industries
HE
$2.33B
$375K 0.09%
11,200
-1,500
-12% -$43.7K
HBANP
181
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$371K 0.09%
279
– –
JNK icon
182
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$369K 0.09%
3,189
-1,327
-29% -$157K
VOO icon
183
Vanguard S&P 500 ETF
VOO
$968B
$363K 0.09%
1,925
– –
BSCG
184
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$362K 0.09%
16,390
-4,250
-21% -$94.4K
IGOV icon
185
iShares International Treasury Bond ETF
IGOV
$1.34B
$352K 0.09%
7,274
-130
-2% -$6.38K
CAG icon
186
Conagra Brands
CAG
$7.07B
$351K 0.09%
12,445
+2
+0% +$55
HGT
187
DELISTED
Hugoton Royalty Trust
HGT
$347K 0.09%
41,062
+20,600
+101% +$183K
ACN icon
188
Accenture
ACN
$89.9B
$342K 0.09%
3,828
-334
-8% -$27.7K
D icon
189
Dominion Energy
D
$62.5B
$338K 0.08%
4,394
-47
-1% -$3.4K
BGR icon
190
BlackRock Energy and Resources Trust
BGR
$420M
$331K 0.08%
16,600
+3,000
+22% +$67.1K
WR
191
DELISTED
Westar Energy Inc
WR
$331K 0.08%
8,025
– –
LUMN icon
192
Lumen
LUMN
$6.53B
$330K 0.08%
8,344
– –
BN icon
193
Brookfield
BN
$102B
$327K 0.08%
27,892
– –
USA icon
194
Liberty All-Star Equity Fund
USA
$1.75B
$327K 0.08%
54,640
-2,000
-4% -$11.7K
EZA icon
195
iShares MSCI South Africa ETF
EZA
$525M
$326K 0.08%
+5,025
New +$331K
WMS icon
196
Advanced Drainage Systems
WMS
$10.9B
$326K 0.08%
+14,182
New +$310K
LOW icon
197
Lowe's Companies
LOW
$116B
$324K 0.08%
4,716
-134
-3% -$8.02K
F icon
198
Ford
F
$57.3B
$323K 0.08%
20,846
+5,756
+38% +$84.8K
INDA icon
199
iShares MSCI India ETF
INDA
$6.71B
$323K 0.08%
+10,728
New +$331K
MDLZ icon
200
Mondelez International
MDLZ
$77.7B
$322K 0.08%
8,875
+700
+9% +$25.5K
6 7
8
9 10

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AMH
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EDRH
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GAM
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CIA
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RBI
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Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.