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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWD icon
176
iShares MSCI Sweden ETF
EWD
$522M
$285K 0.09%
7,776
+1,639
+27% +$58.3K
GSK icon
177
GSK
GSK
$103B
$282K 0.09%
4,230
+1
+0% +$68
GIS icon
178
General Mills
GIS
$19.2B
$275K 0.09%
5,302
-27
-0.5% -$1.34K
TGT icon
179
Target
TGT
$62.1B
$275K 0.09%
5,336
+1,706
+47% +$101K
HPQ icon
180
HP
HPQ
$23.5B
$273K 0.09%
+18,607
New +$250K
BX icon
181
Blackstone
BX
$104B
$271K 0.09%
8,292
-1,611
-16% -$51.4K
GILD icon
182
Gilead Sciences
GILD
$161B
$271K 0.09%
4,423
+473
+12% +$37.1K
IEF icon
183
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$270K 0.09%
2,651
+291
+12% +$29.5K
PYZ icon
184
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$76.7M
$269K 0.09%
+5,106
New +$261K
BGR icon
185
BlackRock Energy and Resources Trust
BGR
$420M
$268K 0.08%
11,100
+2,000
+22% +$47.6K
BR icon
186
Broadridge
BR
$17.2B
$267K 0.08%
+7,200
New +$270K
BN icon
187
Brookfield
BN
$102B
$266K 0.08%
27,764
– –
UTX.PRA
188
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$266K 0.08%
4,000
– –
IBMD
189
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$265K 0.08%
5,000
– –
DUK icon
190
Duke Energy
DUK
$102B
$261K 0.08%
3,670
+147
+4% +$10.2K
MDLZ icon
191
Mondelez International
MDLZ
$77.7B
$261K 0.08%
8,151
+2,416
+42% +$82.6K
AGN
192
DELISTED
Allergan Inc
AGN
$261K 0.08%
2,100
– –
KMB icon
193
Kimberly-Clark
KMB
$36.4B
$250K 0.08%
2,676
-148
-5% -$15.3K
RPAI
194
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$250K 0.08%
18,430
+933
+5% +$12.4K
PPL
195
PPL Corp
PPL
$27.3B
$248K 0.08%
+8,046
New +$234K
LOW icon
196
Lowe's Companies
LOW
$116B
$245K 0.08%
6,086
+220
+4% +$10.6K
ADP icon
197
Automatic Data Processing
ADP
$100B
$242K 0.08%
3,571
-2,184
-38% -$149K
BGY icon
198
BlackRock Enhanced International Dividend Trust
BGY
$512M
$242K 0.08%
30,000
+10,000
+50% +$81.3K
PAGP icon
199
Plains GP Holdings
PAGP
$5.23B
$240K 0.08%
3,222
+188
+6% +$13.5K
WFM
200
DELISTED
Whole Foods Market Inc
WFM
$237K 0.07%
5,267
+1
+0% +$53
6 7
8
9 10

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.