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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
176
iShares Gold Trust
IAU
$63B
$256K 0.1%
10,243
-1,689
-14% -$43.6K
BAC.PRL icon
177
Bank of America Series L
BAC.PRL
$3.95B
$254K 0.1%
235
– –
XLK icon
178
State Street Technology Select Sector SPDR ETF
XLK
$115B
$254K 0.1%
15,688
-2,840
-15% -$45.3K
GILD icon
179
Gilead Sciences
GILD
$161B
$252K 0.1%
4,017
-307
-7% -$18.3K
VTI icon
180
Vanguard Total Stock Market ETF
VTI
$654B
$249K 0.09%
+2,815
New +$245K
CHK.PRD
181
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$248K 0.09%
2,820
– –
VCIT icon
182
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$247K 0.09%
+2,964
New +$246K
XLP icon
183
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$247K 0.09%
6,173
-192,907
-97% -$7.86M
EDZ icon
184
Direxion Daily MSCI Emerging Markets Bear 3X ETF
EDZ
$18.4M
$245K 0.09%
+112
New +$299K
SO icon
185
Southern Company
SO
$110B
$241K 0.09%
5,843
-42,779
-88% -$1.84M
AMT icon
186
American Tower
AMT
$77.7B
$239K 0.09%
+3,225
New +$233K
EMB icon
187
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$239K 0.09%
2,200
-735
-25% -$79.7K
FGD icon
188
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$238K 0.09%
+9,189
New +$227K
QRE
189
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$237K 0.09%
14,389
-400
-3% -$6.69K
PCY icon
190
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$236K 0.09%
8,653
-3,711
-30% -$101K
DNR
191
DELISTED
Denbury Resources, Inc.
DNR
$236K 0.09%
12,520
+120
+1% +$2.11K
BX icon
192
Blackstone
BX
$104B
$230K 0.09%
+9,400
New +$209K
IJK icon
193
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$229K 0.09%
+6,492
New +$221K
KMB icon
194
Kimberly-Clark
KMB
$36.4B
$229K 0.09%
2,536
+120
+5% +$11.1K
DVN icon
195
Devon Energy
DVN
$51.9B
$227K 0.09%
+3,868
New +$221K
FRT icon
196
Federal Realty Investment Trust
FRT
$10.9B
$227K 0.09%
2,200
+200
+10% +$20.5K
MUB icon
197
iShares National Muni Bond ETF
MUB
$45.1B
$223K 0.08%
+2,144
New +$221K
JKHY icon
198
Jack Henry & Associates
JKHY
$10.7B
$220K 0.08%
4,235
-25
-0.6% -$1.25K
DBC icon
199
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$219K 0.08%
8,558
-6,513
-43% -$170K
SPFF icon
200
Global X SuperIncome Preferred ETF
SPFF
$139M
$219K 0.08%
14,950
– –
6 7
8
9 10

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.