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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFSW
1751
DELISTED
PFSweb, Inc.
PFSW
– –
-310
Closed -$2K
NUO
1752
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
– –
-8,466
Closed -$127K
SBNY
1753
DELISTED
Signature Bank
SBNY
– –
-7
Closed -$1K
QMN
1754
DELISTED
IQ Hedge Market Neutral Tracker ETF
QMN
– –
-3,016
Closed -$81K
REGI
1755
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-6
Closed –
PSXP
1756
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-445
Closed -$10K
MBT
1757
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-355
Closed -$3K
CBB
1758
DELISTED
Cincinnati Bell Inc.
CBB
– –
-108
Closed -$2K
AGGP
1759
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
– –
-7,346
Closed -$145K
BKK
1760
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-16,122
Closed -$242K
UN
1761
DELISTED
Unilever NV New York Registry Shares
UN
– –
-387
Closed -$23K
BHVN
1762
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-1,943
Closed -$126K
CADE
1763
DELISTED
Cadence Bancorporation
CADE
– –
-4,442
Closed -$38K
AAN.A
1764
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-1,905
Closed -$106K
SAFE
1765
DELISTED
Safehold Inc.
SAFE
– –
-192
Closed -$12K
67 68 69 70
71

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.