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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPHI
1726
DELISTED
INPHI CORPORATION
IPHI
– –
-440
Closed -$49K
BSD
1727
DELISTED
The BlackRock Strategic Municipal Trust
BSD
– –
-1,425
Closed -$19K
PS
1728
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-1,725
Closed -$30K
HPR
1729
DELISTED
HighPoint Resources Corporation
HPR
– –
-271
Closed -$3K
CXO
1730
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-7
Closed –
FIT
1731
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-100
Closed -$1K
HDS
1732
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-500
Closed -$21K
GLIBA
1733
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-26
Closed -$2K
VER
1734
DELISTED
VEREIT, Inc.
VER
– –
-602
Closed -$20K
DNKN
1735
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-29
Closed -$2K
BSJK
1736
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
– –
-1,600
Closed -$37K
GPOR
1737
DELISTED
Gulfport Energy Corp.
GPOR
– –
-600
Closed –
MYOK
1738
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-1,171
Closed -$160K
LVGO
1739
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-265
Closed -$37K
FKO
1740
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
– –
-71
Closed -$1K
IMMU
1741
DELISTED
Immunomedics Inc
IMMU
– –
-1,190
Closed -$101K
CETV
1742
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-433
Closed -$2K
NBL
1743
DELISTED
Noble Energy, Inc.
NBL
– –
-679
Closed -$6K
MNTA
1744
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-323
Closed -$17K
SHLL.WS
1745
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
-200
Closed -$5K
DGL
1746
DELISTED
Invesco DB Gold Fund
DGL
– –
-500
Closed -$28K
ZGNX
1747
DELISTED
Zogenix, Inc.
ZGNX
– –
-7,643
Closed -$137K
BSCK
1748
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-7,981
Closed -$169K
CHIX
1749
DELISTED
Global X MSCI China Financials ETF
CHIX
– –
-163
Closed -$2K
RIBT
1750
DELISTED
RiceBran Technologies
RIBT
– –
-100
Closed –
67 68 69
70
71

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.