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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
151
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$2.43M 0.17%
23,618
+21,590
+1,065% +$2.05M
DVY icon
152
iShares Select Dividend ETF
DVY
$23.8B
$2.38M 0.16%
24,747
+21,361
+631% +$1.94M
VCSH icon
153
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.38M 0.16%
28,525
+28,291
+12,090% +$2.35M
QCOM icon
154
Qualcomm
QCOM
$179B
$2.37M 0.16%
15,564
+14,020
+908% +$1.95M
BILI icon
155
Bilibili
BILI
$7.47B
$2.37M 0.16%
+27,627
New +$1.62M
RFFC icon
156
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$2.35M 0.16%
59,800
+5,234
+10% +$195K
ARKK icon
157
ARK Innovation ETF
ARKK
$5.74B
$2.34M 0.16%
18,765
+17,330
+1,208% +$1.88M
KO icon
158
Coca-Cola
KO
$362B
$2.33M 0.16%
42,501
+23,279
+121% +$1.2M
VTV icon
159
Vanguard Value ETF
VTV
$189B
$2.32M 0.16%
+19,519
New +$2.19M
CL icon
160
Colgate-Palmolive
CL
$73.6B
$2.32M 0.16%
27,134
+26,772
+7,396% +$2.21M
BDX icon
161
Becton Dickinson
BDX
$43.8B
$2.28M 0.16%
9,346
+7,586
+431% +$1.77M
XLP icon
162
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$2.27M 0.16%
33,622
+17,400
+107% +$1.15M
VV icon
163
Vanguard Large-Cap ETF
VV
$51.9B
$2.25M 0.15%
12,761
+9,572
+300% +$1.59M
LQD icon
164
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$2.23M 0.15%
16,115
+15,773
+4,612% +$2.15M
IWF icon
165
iShares Russell 1000 Growth ETF
IWF
$120B
$2.22M 0.15%
36,816
+35,948
+4,141% +$2.05M
WU icon
166
Western Union
WU
$2.55B
$2.22M 0.15%
101,330
-3,652
-3% -$79.2K
FXL icon
167
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$2.21M 0.15%
19,765
+4,143
+27% +$419K
SDY icon
168
State Street SPDR S&P Dividend ETF
SDY
$22B
$2.2M 0.15%
20,743
+20,614
+15,980% +$2.09M
FTSL icon
169
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$2.2M 0.15%
46,190
+31,874
+223% +$1.49M
FNX icon
170
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$2.19M 0.15%
+26,400
New +$2M
ALLY icon
171
Ally Financial
ALLY
$13.3B
$2.19M 0.15%
61,410
+54,053
+735% +$1.64M
FDS icon
172
Factset
FDS
$9.46B
$2.18M 0.15%
6,551
+6,504
+13,838% +$2.15M
CVS icon
173
CVS Health
CVS
$137B
$2.17M 0.15%
31,716
+22,957
+262% +$1.49M
SHY icon
174
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.16M 0.15%
24,982
+24,539
+5,539% +$2.12M
HYG icon
175
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$2.15M 0.15%
24,668
+12,217
+98% +$1.05M
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.