We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
151
3M
MMM
$89B
$1.38M 0.14%
10,013
+2,040
+26% +$285K
HYG icon
152
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.37M 0.14%
15,727
+812
+5% +$70.5K
LHX icon
153
L3Harris
LHX
$55.9B
$1.34M 0.14%
6,444
+2,613
+68% +$535K
SHY icon
154
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.34M 0.14%
15,808
+3,068
+24% +$260K
VUG icon
155
Vanguard Growth ETF
VUG
$216B
$1.34M 0.14%
48,324
+19,896
+70% +$552K
HON icon
156
Honeywell
HON
$77.1B
$1.29M 0.13%
8,061
+365
+5% +$58.1K
IWM icon
157
iShares Russell 2000 ETF
IWM
$80.9B
$1.28M 0.13%
8,476
+3,519
+71% +$537K
XLV icon
158
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.26M 0.13%
13,972
+6,863
+97% +$627K
RIGS icon
159
ALPS Strategic Income Fund
RIGS
$60.4M
$1.26M 0.13%
50,653
+161
+0.3% +$4K
XYZ
160
Block Inc
XYZ
$45.9B
$1.25M 0.13%
20,236
+80
+0.4% +$5.43K
CMCSA icon
161
Comcast
CMCSA
$79.1B
$1.23M 0.13%
27,363
-1,176
-4% -$52.1K
IYJ icon
162
iShares US Industrials ETF
IYJ
$1.98B
$1.23M 0.13%
15,506
+3,660
+31% +$288K
NKE icon
163
Nike
NKE
$61.9B
$1.23M 0.13%
13,062
-1,083
-8% -$92.9K
NSC icon
164
Norfolk Southern
NSC
$78.8B
$1.2M 0.12%
6,663
+2,788
+72% +$513K
BSJM
165
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$1.18M 0.12%
48,474
+5,556
+13% +$136K
UTF icon
166
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$1.18M 0.12%
43,235
-4,782
-10% -$126K
RDS.B
167
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.17M 0.12%
19,542
+1,020
+6% +$60.9K
SPHD icon
168
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.15M 0.12%
27,045
-6,935
-20% -$289K
SBUX icon
169
Starbucks
SBUX
$118B
$1.14M 0.12%
12,889
-569
-4% -$52.8K
MINT icon
170
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.13M 0.12%
11,108
+1,803
+19% +$183K
AMD icon
171
Advanced Micro Devices
AMD
$851B
$1.11M 0.11%
38,377
-4,147
-10% -$130K
VEA icon
172
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.11M 0.11%
27,010
+5,552
+26% +$227K
EQIX icon
173
Equinix
EQIX
$107B
$1.1M 0.11%
1,906
+197
+12% +$106K
USO icon
174
United States Oil Fund
USO
$2.45B
$1.1M 0.11%
12,112
+175
+1% +$16.4K
AGN
175
DELISTED
Allergan plc
AGN
$1.09M 0.11%
6,461
-100
-2% -$16.3K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.