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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
151
AbbVie
ABBV
$458B
$1.13M 0.13%
15,546
-2,047
-12% -$161K
UNP icon
152
Union Pacific
UNP
$182B
$1.13M 0.13%
+6,646
New +$1.14M
IWF icon
153
iShares Russell 1000 Growth ETF
IWF
$122B
$1.12M 0.13%
+28,336
New +$1.1M
AGN
154
DELISTED
Allergan plc
AGN
$1.1M 0.12%
6,561
+44
+0.7% +$6.09K
SHY icon
155
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.08M 0.12%
+12,740
New +$1.07M
IEFA icon
156
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.07M 0.12%
17,391
+5,002
+40% +$306K
BSJM
157
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$1.05M 0.12%
+42,918
New +$1.05M
ECL icon
158
Ecolab
ECL
$75.6B
$1.04M 0.12%
5,265
-132
-2% -$24.5K
CVS icon
159
CVS Health
CVS
$137B
$1.03M 0.12%
18,727
+3,924
+27% +$211K
IJH icon
160
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1M 0.11%
25,715
-1,135
-4% -$43.5K
CB icon
161
Chubb
CB
$140B
$983K 0.11%
6,614
+106
+2% +$15.3K
SDIV icon
162
Global X SuperDividend ETF
SDIV
$1.21B
$971K 0.11%
+18,809
New +$986K
NVDA icon
163
NVIDIA
NVDA
$5.01T
$965K 0.11%
+235,960
New +$978K
FXH icon
164
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$947K 0.11%
12,174
-15,007
-55% -$1.12M
MINT icon
165
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$946K 0.11%
9,305
-4,246
-31% -$431K
IYJ icon
166
iShares US Industrials ETF
IYJ
$1.98B
$940K 0.11%
11,846
+930
+9% +$71.9K
NVS icon
167
Novartis
NVS
$295B
$937K 0.11%
10,329
-2,141
-17% -$181K
VTV icon
168
Vanguard Value ETF
VTV
$189B
$935K 0.11%
8,355
+2,885
+53% +$315K
PSX icon
169
Phillips 66
PSX
$82.9B
$922K 0.1%
9,739
-797
-8% -$71.5K
RFEM icon
170
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$921K 0.1%
+14,871
New +$910K
IPKW icon
171
Invesco International BuyBack Achievers ETF
IPKW
$537M
$916K 0.1%
28,747
+251
+0.9% +$7.98K
APD icon
172
Air Products & Chemicals
APD
$66.3B
$910K 0.1%
+4,013
New +$831K
VEA icon
173
Vanguard FTSE Developed Markets ETF
VEA
$226B
$897K 0.1%
21,458
-1,350
-6% -$55.6K
VXF icon
174
Vanguard Extended Market ETF
VXF
$30.3B
$894K 0.1%
+7,507
New +$877K
GILD icon
175
Gilead Sciences
GILD
$161B
$892K 0.1%
13,072
+4,519
+53% +$297K
5 6
7
8 9

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.