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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
151
Comcast
CMCSA
$79.1B
$694K 0.14%
19,843
-524
-3% -$19.1K
CHY
152
Calamos Convertible and High Income Fund
CHY
$1.03B
$693K 0.14%
73,606
-6,837
-8% -$72.8K
NEE icon
153
NextEra Energy
NEE
$187B
$693K 0.14%
16,012
-1,232
-7% -$53.9K
PSX icon
154
Phillips 66
PSX
$82.9B
$681K 0.14%
7,761
+1,331
+21% +$130K
NKE icon
155
Nike
NKE
$61.9B
$680K 0.14%
9,144
-6,985
-43% -$523K
AMD icon
156
Advanced Micro Devices
AMD
$851B
$672K 0.14%
36,319
-19,876
-35% -$430K
UTF icon
157
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$672K 0.14%
32,870
+1,948
+6% +$41.9K
VNQ icon
158
Vanguard Real Estate ETF
VNQ
$39.9B
$667K 0.13%
8,976
+3,228
+56% +$254K
UNP icon
159
Union Pacific
UNP
$183B
$663K 0.13%
4,806
+3
+0.1% +$444
COP icon
160
ConocoPhillips
COP
$147B
$660K 0.13%
10,472
+2,329
+29% +$158K
IWV icon
161
iShares Russell 3000 ETF
IWV
$19.5B
$657K 0.13%
4,461
-30
-0.7% -$4.77K
ITA icon
162
iShares US Aerospace & Defense ETF
ITA
$14.2B
$647K 0.13%
7,488
-5,656
-43% -$545K
XLI icon
163
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$644K 0.13%
9,940
-12,794
-56% -$907K
PKG icon
164
Packaging Corp of America
PKG
$22.7B
$618K 0.12%
7,391
+1,300
+21% +$121K
ASAP
165
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$616K 0.12%
+2,703
New +$615K
ACN icon
166
Accenture
ACN
$89.9B
$608K 0.12%
4,307
+784
+22% +$124K
FBT icon
167
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$597K 0.12%
4,769
-2,007
-30% -$274K
EFAV icon
168
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$595K 0.12%
8,856
+1,702
+24% +$117K
FTXO icon
169
First Trust Nasdaq Bank ETF
FTXO
$305M
$595K 0.12%
26,703
-12,347
-32% -$317K
FSK icon
170
FS KKR Capital
FSK
$2.98B
$594K 0.12%
+28,585
New +$711K
REM icon
171
iShares Mortgage Real Estate ETF
REM
$542M
$594K 0.12%
14,460
+1,226
+9% +$52K
TLT icon
172
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$592K 0.12%
+4,849
New +$561K
NSC icon
173
Norfolk Southern
NSC
$78.8B
$588K 0.12%
3,924
+593
+18% +$97.5K
PBP icon
174
Invesco S&P 500 BuyWrite ETF
PBP
$352M
$583K 0.12%
29,239
+2,130
+8% +$45.4K
DOC icon
175
Healthpeak Properties
DOC
$15.4B
$580K 0.12%
20,750
+3,100
+18% +$85.8K
5 6
7
8 9

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.