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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
Cap. Flow
-$217M
Cap. Flow %
-40.42%
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.81M
2
AVGO icon
Broadcom
AVGO
+$1.01M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$959K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$658K

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$44.6M
2
BX icon
Blackstone
BX
+$16.3M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$16.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$15.7M
5
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Healthcare 4.13%
3 Financials 3.72%
4 Consumer Discretionary 3.5%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPA icon
151
Global X MLP ETF
MLPA
$2.28B
$784K 0.15%
14,258
+166
+1% +$9.66K
GD icon
152
General Dynamics
GD
$105B
$779K 0.15%
4,064
-419
-9% -$82K
APO icon
153
Apollo Global Management
APO
$70.7B
$774K 0.14%
24,290
+1,752
+8% +$61.1K
VXF icon
154
Vanguard Extended Market ETF
VXF
$30.3B
$769K 0.14%
6,506
-2,591
-28% -$317K
UNP icon
155
Union Pacific
UNP
$183B
$766K 0.14%
4,803
-396
-8% -$59.6K
AOK icon
156
iShares Core Conservative Allocation ETF
AOK
$803M
$760K 0.14%
22,283
-2,456
-10% -$83.8K
IWO icon
157
iShares Russell 2000 Growth ETF
IWO
$14.5B
$748K 0.14%
3,631
+1,101
+44% +$235K
IWV icon
158
iShares Russell 3000 ETF
IWV
$19.5B
$741K 0.14%
4,491
+148
+3% +$25.1K
PSX icon
159
Phillips 66
PSX
$82.9B
$737K 0.14%
6,430
+1,752
+37% +$203K
LOW icon
160
Lowe's Companies
LOW
$116B
$734K 0.14%
7,397
-1,469
-17% -$153K
NEE icon
161
NextEra Energy
NEE
$187B
$726K 0.14%
17,244
-6,860
-28% -$292K
PTF icon
162
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
$726K 0.14%
36,339
– –
CMCSA icon
163
Comcast
CMCSA
$79.1B
$705K 0.13%
20,367
-2,631
-11% -$93.1K
D icon
164
Dominion Energy
D
$62.5B
$696K 0.13%
10,046
-608
-6% -$43K
V icon
165
Visa
V
$677B
$694K 0.13%
5,117
-1,318
-20% -$187K
FXR icon
166
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$690K 0.13%
16,623
-5,744
-26% -$239K
IYH icon
167
iShares US Healthcare ETF
IYH
$3.11B
$689K 0.13%
18,205
-7,380
-29% -$285K
UTF icon
168
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$686K 0.13%
30,922
+194
+0.6% +$4.49K
PKG icon
169
Packaging Corp of America
PKG
$22.7B
$676K 0.13%
6,091
-669
-10% -$75.5K
EQIX icon
170
Equinix
EQIX
$107B
$671K 0.13%
1,562
-2
-0.1% -$876
XME icon
171
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$668K 0.12%
18,820
+1,213
+7% +$42.3K
CG icon
172
Carlyle Group
CG
$16.3B
$666K 0.12%
31,226
+2,615
+9% +$61.5K
CVS icon
173
CVS Health
CVS
$137B
$664K 0.12%
8,539
-4,094
-32% -$293K
CCT
174
DELISTED
Corporate Capital Trust, Inc.
CCT
$663K 0.12%
42,467
– –
VONV icon
175
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$658K 0.12%
11,824
-10,270
-46% -$564K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.

  • Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
  • Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
  • Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
  • Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
  • Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.

Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.