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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
151
Coca-Cola
KO
$353B
$658K 0.12%
15,497
+1,426
+10% +$59.5K
ET icon
152
Energy Transfer Partners
ET
$70.3B
$657K 0.12%
33,400
-1,200
-3% -$22.6K
RWX icon
153
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$650K 0.12%
17,381
+3,731
+27% +$138K
RTX icon
154
RTX Corp
RTX
$287B
$649K 0.12%
9,172
+835
+10% +$58.6K
USMV icon
155
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$647K 0.12%
13,565
-384
-3% -$18K
TIER
156
DELISTED
TIER REIT, Inc.
TIER
$640K 0.12%
36,939
-13,087
-26% -$234K
FDN icon
157
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.88B
$638K 0.12%
7,259
+1,352
+23% +$116K
RSP icon
158
Invesco S&P 500 Equal Weight ETF
RSP
$96.2B
$637K 0.11%
7,041
+539
+8% +$48.4K
V icon
159
Visa
V
$673B
$636K 0.11%
7,155
+837
+13% +$72K
PSX icon
160
Phillips 66
PSX
$83.2B
$621K 0.11%
7,847
+1,970
+34% +$159K
IWM icon
161
iShares Russell 2000 ETF
IWM
$81.5B
$606K 0.11%
4,439
+719
+19% +$98.2K
DOC icon
162
Healthpeak Properties
DOC
$15.3B
$598K 0.11%
19,174
+6,633
+53% +$204K
DI
163
DELISTED
PIMCO Diversified Income Active Exchange-Traded Fund
DI
$592K 0.11%
11,823
-2,194
-16% -$109K
IWF icon
164
iShares Russell 1000 Growth ETF
IWF
$123B
$591K 0.11%
20,832
-628
-3% -$17.4K
QTEC icon
165
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.46B
$591K 0.11%
9,910
+4,383
+79% +$252K
FDX icon
166
FedEx
FDX
$75B
$590K 0.11%
3,015
+105
+4% +$20.1K
AOK icon
167
iShares Core Conservative Allocation ETF
AOK
$805M
$588K 0.11%
17,661
-3,389
-16% -$112K
F icon
168
Ford
F
$57.5B
$585K 0.11%
50,837
+2,895
+6% +$36K
GDXJ icon
169
VanEck Junior Gold Miners ETF
GDXJ
$7.13B
$585K 0.11%
15,939
-13,862
-47% -$519K
VOD icon
170
Vodafone
VOD
$35B
$584K 0.11%
22,097
+6,196
+39% +$159K
EMLP icon
171
First Trust North American Energy Infrastructure Fund
EMLP
$4.19B
$581K 0.1%
22,957
-309
-1% -$7.82K
MDLZ icon
172
Mondelez International
MDLZ
$77.4B
$557K 0.1%
12,754
-150
-1% -$6.65K
SBUX icon
173
Starbucks
SBUX
$119B
$551K 0.1%
9,446
-2,878
-23% -$163K
CSCO icon
174
Cisco
CSCO
$451B
$550K 0.1%
16,374
-7,239
-31% -$235K
PKG icon
175
Packaging Corp of America
PKG
$21.2B
$549K 0.1%
5,997
+168
+3% +$15.4K
5 6
7
8 9

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.