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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
151
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$634K 0.12%
13,949
-1,419
-9% -$63.3K
VTI icon
152
Vanguard Total Stock Market ETF
VTI
$653B
$623K 0.12%
5,380
-256
-5% -$28.8K
IYH icon
153
iShares US Healthcare ETF
IYH
$3.1B
$621K 0.12%
21,075
-9,070
-30% -$263K
RTN
154
DELISTED
Raytheon Company
RTN
$599K 0.12%
4,097
+996
+32% +$142K
BKLN icon
155
Invesco Senior Loan ETF
BKLN
$7.1B
$598K 0.12%
25,606
+5,270
+26% +$122K
SILJ icon
156
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$597K 0.12%
+42,025
New +$558K
F icon
157
Ford
F
$56.9B
$590K 0.12%
47,942
-4,181
-8% -$50.7K
UNH icon
158
UnitedHealth
UNH
$384B
$589K 0.12%
3,657
+80
+2% +$11.9K
EMLP icon
159
First Trust North American Energy Infrastructure Fund
EMLP
$4.21B
$588K 0.12%
23,266
-863
-4% -$21.3K
KO icon
160
Coca-Cola
KO
$351B
$584K 0.11%
14,071
-1,811
-11% -$75.4K
RTX icon
161
RTX Corp
RTX
$286B
$581K 0.11%
8,337
+49
+0.6% +$3.25K
MDLZ icon
162
Mondelez International
MDLZ
$76.9B
$577K 0.11%
12,904
+1,379
+12% +$59.4K
LMT icon
163
Lockheed Martin
LMT
$134B
$576K 0.11%
2,291
+521
+29% +$130K
IWF icon
164
iShares Russell 1000 Growth ETF
IWF
$122B
$569K 0.11%
21,460
-2,228
-9% -$57.8K
RSP icon
165
Invesco S&P 500 Equal Weight ETF
RSP
$95.7B
$567K 0.11%
6,502
+1,100
+20% +$92.9K
VFC icon
166
VF Corp
VFC
$6.54B
$555K 0.11%
11,065
+1,147
+12% +$59.5K
BP icon
167
BP
BP
$113B
$553K 0.11%
17,101
+113
+0.7% +$3.4K
DHS icon
168
WisdomTree US High Dividend Fund
DHS
$1.55B
$552K 0.11%
8,202
+3,105
+61% +$204K
PWV icon
169
Invesco Large Cap Value ETF
PWV
$1.66B
$552K 0.11%
16,382
-525
-3% -$17K
FDX icon
170
FedEx
FDX
$74.7B
$548K 0.11%
2,910
-166
-5% -$30.5K
JPC icon
171
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$535K 0.1%
54,415
+18,043
+50% +$173K
ACWV icon
172
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.25B
$526K 0.1%
+7,206
New +$529K
USA icon
173
Liberty All-Star Equity Fund
USA
$1.74B
$525K 0.1%
101,807
+1,349
+1% +$6.84K
SLB icon
174
SLB Ltd
SLB
$76.8B
$524K 0.1%
6,240
-238
-4% -$19.5K
SGDJ icon
175
Sprott Junior Gold Miners ETF
SGDJ
$272M
$517K 0.1%
+13,900
New +$485K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.