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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSTA icon
151
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$455K 0.1%
14,358
+4,764
+50% +$144K
HD icon
152
Home Depot
HD
$325B
$454K 0.1%
3,415
-638
-16% -$79.5K
RWX icon
153
State Street SPDR Dow Jones International Real Estate ETF
RWX
$264M
$453K 0.1%
+10,918
New +$421K
FDN icon
154
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.84B
$449K 0.1%
6,575
+2,056
+45% +$135K
GD icon
155
General Dynamics
GD
$105B
$439K 0.1%
3,303
-1,537
-32% -$204K
LQD icon
156
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$435K 0.1%
3,664
+466
+15% +$53.5K
TGT icon
157
Target
TGT
$61.9B
$434K 0.1%
5,321
+705
+15% +$53.2K
MCD icon
158
McDonald's
MCD
$188B
$429K 0.1%
3,416
-480
-12% -$57.4K
DIA icon
159
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.6B
$428K 0.1%
2,422
-548
-18% -$91.3K
NSC icon
160
Norfolk Southern
NSC
$78.8B
$425K 0.09%
5,100
-48
-0.9% -$3.63K
STX icon
161
Seagate
STX
$198B
$424K 0.09%
12,306
+3,166
+35% +$102K
BKLN icon
162
Invesco Senior Loan ETF
BKLN
$7.09B
$421K 0.09%
18,531
-4,768
-20% -$106K
PKG icon
163
Packaging Corp of America
PKG
$21.1B
$418K 0.09%
6,927
+1,815
+36% +$97.2K
DOC icon
164
Healthpeak Properties
DOC
$15.3B
$412K 0.09%
13,880
+258
+2% +$7.74K
BLK icon
165
Blackrock
BLK
$161B
$411K 0.09%
1,207
-535
-31% -$170K
VCSH icon
166
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$408K 0.09%
5,093
-796
-14% -$63K
UNH icon
167
UnitedHealth
UNH
$383B
$402K 0.09%
3,121
-301
-9% -$35.6K
WTMF icon
168
WisdomTree Managed Futures Strategy Fund
WTMF
$238M
$400K 0.09%
9,550
+3,495
+58% +$147K
IEF icon
169
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$399K 0.09%
3,614
-225
-6% -$24.5K
IYF icon
170
iShares US Financials ETF
IYF
$4.37B
$397K 0.09%
+9,382
New +$381K
V icon
171
Visa
V
$674B
$390K 0.09%
5,096
+1,171
+30% +$85.1K
ABT icon
172
Abbott
ABT
$180B
$388K 0.09%
9,272
+328
+4% +$13K
IEI icon
173
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$387K 0.09%
3,070
+280
+10% +$35K
LMT icon
174
Lockheed Martin
LMT
$134B
$386K 0.09%
1,746
-788
-31% -$170K
HBANP
175
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$384K 0.09%
279
– –
5 6
7
8 9

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.