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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$370M
AUM Growth
+$53M
Cap. Flow
+$30.7M
Cap. Flow %
8.31%
Top 10 Hldgs %
40.72%
Holding
298
New
45
Increased
130
Reduced
76
Closed
29

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$14.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$14.2M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$14.1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.87M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.78M

Top Sells

Rank Stock Value
1
IYE icon
iShares US Energy ETF
IYE
+$8.36M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.47M
3
IYW icon
iShares US Technology ETF
IYW
+$7.11M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.1M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.19%
3 Technology 2.79%
4 Communication Services 2.55%
5 Financials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPP icon
151
WPP
WPP
$3.91B
$396K 0.11%
+3,634
New +$387K
FXN icon
152
First Trust Energy AlphaDEX Fund
FXN
$397M
$395K 0.11%
13,470
-7,469
-36% -$205K
XES icon
153
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$382M
$394K 0.11%
800
-500
-38% -$233K
TRN icon
154
Trinity Industries
TRN
$2.92B
$390K 0.11%
12,377
+1,112
+10% +$31.5K
IEP icon
155
Icahn Enterprises
IEP
$5.18B
$388K 0.11%
3,895
+751
+24% +$75.3K
CXP
156
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$388K 0.11%
14,919
-1,875
-11% -$51.1K
FXZ icon
157
First Trust Materials AlphaDEX Fund
FXZ
$377M
$383K 0.1%
11,205
-5,127
-31% -$171K
CAT icon
158
Caterpillar
CAT
$412B
$380K 0.1%
3,501
-518
-13% -$54.4K
FRI icon
159
First Trust S&P REIT Index Fund
FRI
$191M
$379K 0.1%
18,547
+2,271
+14% +$45.4K
INTC icon
160
Intel
INTC
$504B
$375K 0.1%
12,133
-13,383
-52% -$367K
EWP icon
161
iShares MSCI Spain ETF
EWP
$1.96B
$370K 0.1%
8,631
+1,072
+14% +$45.3K
BSCG
162
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$370K 0.1%
16,540
+108
+0.7% +$2.42K
HBANP
163
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$368K 0.1%
279
– –
WMT icon
164
Walmart Inc
WMT
$863B
$366K 0.1%
14,640
-1,302
-8% -$33.4K
PSX icon
165
Phillips 66
PSX
$83B
$363K 0.1%
4,514
+410
+10% +$33.8K
IGOV icon
166
iShares International Treasury Bond ETF
IGOV
$1.34B
$360K 0.1%
6,834
-34
-0.5% -$1.77K
DOC icon
167
Healthpeak Properties
DOC
$15.2B
$358K 0.1%
9,489
+20
+0.2% +$753
AGN
168
DELISTED
Allergan Inc
AGN
$355K 0.1%
2,100
– –
BR icon
169
Broadridge
BR
$16.7B
$354K 0.1%
8,500
+1,300
+18% +$50.9K
DHR icon
170
Danaher
DHR
$135B
$354K 0.1%
6,695
+744
+13% +$38.2K
IYY icon
171
iShares Dow Jones US ETF
IYY
$2.92B
$353K 0.1%
7,122
+810
+13% +$38.9K
LUMN icon
172
Lumen
LUMN
$6.73B
$353K 0.1%
9,744
-37
-0.4% -$1.33K
MRK icon
173
Merck
MRK
$322B
$351K 0.1%
6,353
-200
-3% -$10.9K
IJT icon
174
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$348K 0.09%
5,760
+454
+9% +$26.3K
RIG icon
175
Transocean
RIG
$5.89B
$346K 0.09%
7,673
+2,583
+51% +$110K
5 6
7
8 9

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Prospera Financial Services held 298 positions worth $370M, up 17% from $317M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services deployed $30.7M of net new capital in Q2 2014, opening 45 new positions and adding to 130 existing holdings. Its largest new stake was iShares US Utilities ETF: 270,280 shares worth $15.1M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.1% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares US Energy ETF, an estimated $8.36M trimmed.

  • Prospera Financial Services's largest Q2 2014 buy was iShares US Utilities ETF: 270,280 shares worth $15.1M.
  • Prospera Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $2.87M increase.
  • Prospera Financial Services's biggest Q2 2014 reduction was iShares US Energy ETF, cutting an estimated $8.36M.
  • Prospera Financial Services fully exited Reynolds American Inc in Q2 2014, selling an estimated $573K.
  • Prospera Financial Services's ten largest holdings make up 41% of its $370M portfolio in Q2 2014.
  • Prospera Financial Services opened 45 new positions and closed 29 in Q2 2014.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $370M.

Based on Prospera Financial Services's 13F filing for Q2 2014, filed 7 Jul 2014.