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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
151
American Tower
AMT
$77.7B
$330K 0.1%
4,035
+975
+32% +$79.4K
IGSB icon
152
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$328K 0.1%
6,210
-5,418
-47% -$286K
MMP
153
DELISTED
Magellan Midstream Partners, L.P.
MMP
$327K 0.1%
+4,687
New +$312K
BMY icon
154
Bristol-Myers Squibb
BMY
$127B
$324K 0.1%
6,934
+201
+3% +$10.7K
IEP icon
155
Icahn Enterprises
IEP
$5.17B
$323K 0.1%
3,144
-205
-6% -$22.6K
LUMN icon
156
Lumen
LUMN
$6.53B
$321K 0.1%
9,781
+2,015
+26% +$61.6K
ARP
157
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$319K 0.1%
15,250
– –
MRK icon
158
Merck
MRK
$324B
$316K 0.1%
6,553
-2,902
-31% -$150K
TIP icon
159
iShares TIPS Bond ETF
TIP
$14.5B
$316K 0.1%
2,816
-1,641
-37% -$184K
FEP icon
160
First Trust Europe AlphaDEX Fund
FEP
$513M
$315K 0.1%
+8,805
New +$304K
FRI icon
161
First Trust S&P REIT Index Fund
FRI
$195M
$312K 0.1%
16,276
-1,310
-7% -$24.3K
EWP icon
162
iShares MSCI Spain ETF
EWP
$1.98B
$308K 0.1%
+7,559
New +$297K
KO icon
163
Coca-Cola
KO
$354B
$304K 0.1%
+8,852
New +$342K
PSX icon
164
Phillips 66
PSX
$82.9B
$301K 0.1%
4,104
-266
-6% -$20.3K
CHK
165
DELISTED
Chesapeake Energy Corporation
CHK
$301K 0.1%
67
– –
DHR icon
166
Danaher
DHR
$135B
$300K 0.09%
5,951
– –
VOO icon
167
Vanguard S&P 500 ETF
VOO
$968B
$300K 0.09%
1,750
+25
+1% +$4.2K
IYY icon
168
iShares Dow Jones US ETF
IYY
$2.92B
$299K 0.09%
6,312
+1,182
+23% +$55K
VOD icon
169
Vodafone
VOD
$34.9B
$298K 0.09%
8,105
+1,344
+20% +$51.8K
AMJ
170
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$295K 0.09%
6,334
-193
-3% -$8.9K
TRN icon
171
Trinity Industries
TRN
$2.97B
$292K 0.09%
11,265
+561
+5% +$12.9K
CAT icon
172
Caterpillar
CAT
$409B
$290K 0.09%
4,019
-2,523
-39% -$238K
WTMF icon
173
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$290K 0.09%
7,050
-800
-10% -$32.8K
EWL icon
174
iShares MSCI Switzerland ETF
EWL
$2.12B
$289K 0.09%
8,419
+1,827
+28% +$60.8K
ABT icon
175
Abbott
ABT
$180B
$288K 0.09%
7,871
+2,322
+42% +$89.5K
5 6
7
8 9

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.