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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTMF icon
151
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$326K 0.11%
7,850
– –
SON icon
152
Sonoco
SON
$5.76B
$320K 0.11%
+7,667
New +$309K
IJT icon
153
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$313K 0.11%
5,274
+38
+0.7% +$2.16K
WPM icon
154
Wheaton Precious Metals
WPM
$50.6B
$312K 0.1%
15,450
-11,583
-43% -$252K
ARP
155
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$312K 0.1%
15,250
-5,100
-25% -$103K
DHR icon
156
Danaher
DHR
$135B
$309K 0.1%
5,951
-36
-0.6% -$1.77K
FRI icon
157
First Trust S&P REIT Index Fund
FRI
$195M
$308K 0.1%
17,586
-470
-3% -$8.49K
EPB
158
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$308K 0.1%
8,551
+1,975
+30% +$77.5K
BX icon
159
Blackstone
BX
$104B
$306K 0.1%
9,903
+503
+5% +$13.7K
VTWO icon
160
Vanguard Russell 2000 ETF
VTWO
$17.3B
$305K 0.1%
+6,626
New +$294K
WFM
161
DELISTED
Whole Foods Market Inc
WFM
$305K 0.1%
+5,266
New +$312K
AMJ
162
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$303K 0.1%
6,527
+379
+6% +$17.1K
AEG icon
163
Aegon
AEG
$13.5B
$302K 0.1%
+46,913
New +$267K
GILD icon
164
Gilead Sciences
GILD
$161B
$297K 0.1%
3,950
-67
-2% -$4.67K
DOC icon
165
Healthpeak Properties
DOC
$15.4B
$293K 0.1%
8,872
-1,338
-13% -$47.7K
HP icon
166
Helmerich & Payne
HP
$3.53B
$293K 0.1%
3,479
-300
-8% -$23.4K
CBI
167
DELISTED
Chicago Bridge & Iron Nv
CBI
$293K 0.1%
+3,521
New +$267K
VOO icon
168
Vanguard S&P 500 ETF
VOO
$968B
$292K 0.1%
1,725
-163
-9% -$26.4K
DINO icon
169
HF Sinclair
DINO
$15.9B
$291K 0.1%
5,856
-3,350
-36% -$153K
LOW icon
170
Lowe's Companies
LOW
$116B
$291K 0.1%
5,866
-1,830
-24% -$88.9K
WU icon
171
Western Union
WU
$2.57B
$284K 0.1%
+16,491
New +$289K
KMB icon
172
Kimberly-Clark
KMB
$36.4B
$283K 0.1%
2,824
+288
+11% +$28.7K
GSK icon
173
GSK
GSK
$103B
$282K 0.09%
4,229
-289
-6% -$18.7K
QCOM icon
174
Qualcomm
QCOM
$176B
$279K 0.09%
+3,760
New +$265K
DVY icon
175
iShares Select Dividend ETF
DVY
$24B
$277K 0.09%
3,879
-2,295
-37% -$160K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.