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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESSX
151
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$301K 0.11%
90,284
+31,034
+52% +$126K
CNO icon
152
CNO Financial Group
CNO
$4.97B
$297K 0.11%
20,500
– –
MITK icon
153
Mitek Systems
MITK
$762M
$295K 0.11%
58,320
-6,480
-10% -$35.4K
VOO icon
154
Vanguard S&P 500 ETF
VOO
$968B
$293K 0.11%
1,888
+100
+6% +$15.4K
VXF icon
155
Vanguard Extended Market ETF
VXF
$30.3B
$292K 0.11%
+3,745
New +$279K
D icon
156
Dominion Energy
D
$62.5B
$291K 0.11%
4,662
+1,094
+31% +$64.9K
FPA icon
157
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$107M
$290K 0.11%
+10,354
New +$271K
IJT icon
158
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$287K 0.11%
+5,236
New +$273K
FCAN
159
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$287K 0.11%
+7,930
New +$277K
GSK icon
160
GSK
GSK
$103B
$286K 0.11%
4,518
-184
-4% -$11.8K
EPB
161
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$281K 0.11%
6,576
+796
+14% +$33.6K
DHR icon
162
Danaher
DHR
$135B
$280K 0.11%
5,987
– –
ACN icon
163
Accenture
ACN
$89.9B
$279K 0.11%
3,778
+726
+24% +$53.7K
AMJ
164
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$277K 0.11%
6,148
– –
COST icon
165
Costco
COST
$415B
$273K 0.1%
2,372
-3,757
-61% -$434K
OEF icon
166
iShares S&P 100 ETF
OEF
$19.8B
$273K 0.1%
3,616
-2,944
-45% -$221K
HP icon
167
Helmerich & Payne
HP
$3.53B
$268K 0.1%
3,779
-250
-6% -$16.5K
KO icon
168
Coca-Cola
KO
$354B
$268K 0.1%
7,063
+1,320
+23% +$52.2K
MDLZ icon
169
Mondelez International
MDLZ
$77.7B
$266K 0.1%
8,636
+461
+6% +$14.3K
IBMD
170
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$266K 0.1%
+5,000
New +$266K
AGZ icon
171
iShares Agency Bond ETF
AGZ
$553M
$264K 0.1%
2,376
-3,270
-58% -$362K
GIS icon
172
General Mills
GIS
$19.2B
$261K 0.1%
5,436
+111
+2% +$5.57K
HBANP
173
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$260K 0.1%
209
– –
UTX.PRA
174
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$259K 0.1%
4,000
– –
BN icon
175
Brookfield
BN
$102B
$258K 0.1%
29,293
+265
+0.9% +$2.26K
5 6
7
8 9

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.