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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFO
1701
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-181
Closed -$14K
XLNX
1702
DELISTED
Xilinx Inc
XLNX
– –
-1,638
Closed -$165K
ATH
1703
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-440
Closed -$15K
BSAE
1704
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
– –
-400
Closed -$10K
KSU
1705
DELISTED
Kansas City Southern
KSU
– –
-529
Closed -$96K
HRC
1706
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-200
Closed -$17K
PCI
1707
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-3,154
Closed -$63K
PPD
1708
DELISTED
PPD, Inc. Common Stock
PPD
– –
-940
Closed -$35K
CXP
1709
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-1,300
Closed -$14K
NXQ
1710
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-2,028
Closed -$30K
ENBL
1711
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
-370
Closed -$1K
CVA
1712
DELISTED
Covanta Holding Corporation
CVA
– –
-188
Closed -$1K
XLRN
1713
DELISTED
Acceleron Pharma
XLRN
– –
-609
Closed -$69K
LORL
1714
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-13
Closed –
CLDR
1715
DELISTED
Cloudera, Inc.
CLDR
– –
-2,210
Closed -$24K
RFAP
1716
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
– –
-564
Closed -$28K
MXIM
1717
DELISTED
Maxim Integrated Products
MXIM
– –
-397
Closed -$27K
CHMA
1718
DELISTED
Chiasma, Inc. Common Stock
CHMA
– –
-6,662
Closed -$29K
MIE
1719
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-5,500
Closed -$8K
WORK
1720
DELISTED
Slack Technologies, Inc.
WORK
– –
-10,000
Closed -$269K
FLIR
1721
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-21
Closed -$1K
PRSP
1722
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-181
Closed -$4K
GWPH
1723
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-724
Closed -$70K
GLUU
1724
DELISTED
Glu Mobile Inc.
GLUU
– –
-83
Closed -$1K
RP
1725
DELISTED
RealPage, Inc.
RP
– –
-75
Closed -$4K
67 68
69
70 71

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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.