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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STON
1676
DELISTED
StoneMor Inc.
STON
– –
-700
Closed -$1K
CCXI
1677
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-527
Closed -$29K
SHLX
1678
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-208
Closed -$2K
GBT
1679
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-1,633
Closed -$90K
DRE
1680
DELISTED
Duke Realty Corp.
DRE
– –
-1,165
Closed -$43K
ABTX
1681
DELISTED
Allegiance Bancshares
ABTX
– –
-3,508
Closed -$82K
MNDT
1682
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-523
Closed -$6K
NBEV
1683
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
-1,430
Closed -$2K
TPTX
1684
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-1,014
Closed -$89K
GSV
1685
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-7,500
Closed -$6K
MTOR
1686
DELISTED
MERITOR, Inc.
MTOR
– –
-500
Closed -$10K
SAFM
1687
DELISTED
Sanderson Farms Inc
SAFM
– –
-1,025
Closed -$121K
NTUS
1688
DELISTED
Natus Medical Inc
NTUS
– –
-2,300
Closed -$39K
ETTX
1689
DELISTED
Entasis Therapeutics Holdings Inc.
ETTX
– –
-5,936
Closed -$12K
HNP
1690
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-199
Closed -$3K
CDK
1691
DELISTED
CDK Global, Inc.
CDK
– –
-118
Closed -$5K
COHR
1692
DELISTED
Coherent Inc
COHR
– –
-155
Closed -$17K
CALA
1693
DELISTED
Calithera Biosciences, Inc
CALA
– –
-25
Closed -$2K
CERN
1694
DELISTED
Cerner Corp
CERN
– –
-1,101
Closed -$80K
ZNGA
1695
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-8,580
Closed -$78K
MIME
1696
DELISTED
Mimecast Limited
MIME
– –
-150
Closed -$7K
DISCK
1697
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-100
Closed -$2K
PBCT
1698
DELISTED
People's United Financial Inc
PBCT
– –
-1,050
Closed -$11K
FRTA
1699
DELISTED
Forterra, Inc
FRTA
– –
-743
Closed -$9K
NUAN
1700
DELISTED
Nuance Communications, Inc.
NUAN
– –
-95
Closed -$3K
66 67
68
69 70

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.