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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
1651
DELISTED
PacWest Bancorp
PACW
– –
-165
Closed -$3K
AVTA
1652
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-150
Closed -$1K
VMW
1653
DELISTED
VMware, Inc
VMW
– –
-247
Closed -$35K
ICPT
1654
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-683
Closed -$28K
JPS
1655
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-2,000
Closed -$18K
SYNH
1656
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-910
Closed -$48K
ARNC
1657
DELISTED
Arconic Corporation
ARNC
– –
-103
Closed -$2K
AJRD
1658
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-13
Closed -$1K
ERM
1659
DELISTED
EquityCompass Risk Manager ETF
ERM
– –
-1,022
Closed -$18K
GLOP
1660
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-530
Closed -$2K
CS
1661
DELISTED
Credit Suisse Group
CS
– –
-64
Closed -$1K
STSA
1662
DELISTED
Satsuma Pharmaceuticals, Inc. Common Stock
STSA
– –
-1,139
Closed -$4K
MAXR
1663
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-18
Closed –
FRC
1664
DELISTED
First Republic Bank
FRC
– –
-22
Closed -$2K
APEN
1665
DELISTED
Apollo Endosurgery, Inc.
APEN
– –
-5,550
Closed -$9K
AUY
1666
DELISTED
Yamana Gold, Inc.
AUY
– –
-2,100
Closed -$12K
ELVT
1667
DELISTED
Elevate Credit, Inc.
ELVT
– –
-4,000
Closed -$10K
SRNE
1668
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-1,055
Closed -$12K
LHCG
1669
DELISTED
LHC Group LLC
LHCG
– –
-80
Closed -$17K
STOR
1670
DELISTED
STORE Capital Corporation
STOR
– –
-600
Closed -$16K
SJI
1671
DELISTED
South Jersey Industries, Inc.
SJI
– –
-3,516
Closed -$68K
FNI
1672
DELISTED
First Trust Chindia ETF
FNI
– –
-549
Closed -$26K
SWIR
1673
DELISTED
Sierra Wireless
SWIR
– –
-500
Closed -$6K
CLVS
1674
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-850
Closed -$5K
TEN
1675
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-1,044
Closed -$7K
65 66
67
68 69

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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.