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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRTS
1626
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
– –
-320
Closed -$1K
PRFT
1627
DELISTED
Perficient Inc
PRFT
– –
-189
Closed -$8K
HA
1628
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-750
Closed -$10K
LSXMK
1629
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-182
Closed -$5K
LSXMA
1630
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-97
Closed -$2K
SPWR
1631
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-200
Closed -$3K
HOLI
1632
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-300
Closed -$3K
EVBG
1633
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-710
Closed -$89K
DCPH
1634
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
– –
-571
Closed -$29K
AMJ
1635
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-1,374
Closed -$15K
FEN
1636
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-330
Closed -$3K
PXD
1637
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-273
Closed -$24K
FUV
1638
DELISTED
Arcimoto, Inc. Common Stock
FUV
– –
-100
Closed -$13K
MDC
1639
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-80
Closed -$3K
CPE
1640
DELISTED
Callon Petroleum Company
CPE
– –
-320
Closed -$2K
AYX
1641
DELISTED
Alteryx Inc
AYX
– –
-68
Closed -$8K
KRTX
1642
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-942
Closed -$73K
SPLK
1643
DELISTED
Splunk Inc
SPLK
– –
-251
Closed -$47K
CURO
1644
DELISTED
CURO Group Holdings Corp.
CURO
– –
-300
Closed -$2K
IMGN
1645
DELISTED
Immunogen Inc
IMGN
– –
-122
Closed –
NVTA
1646
DELISTED
Invitae Corporation
NVTA
– –
-100
Closed -$4K
MRTX
1647
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-672
Closed -$112K
SRC
1648
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-2,053
Closed -$69K
HALL
1649
DELISTED
Hallmark Financial Services, Inc.
HALL
– –
-8
Closed –
SGEN
1650
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-46
Closed -$9K
64 65
66
67 68

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.