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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XNTK icon
1601
State Street SPDR NYSE Technology ETF
XNTK
$2B
– –
-196
Closed -$23K
XPO icon
1602
XPO
XPO
$24B
– –
-2,608
Closed -$76K
XRT icon
1603
State Street SPDR S&P Retail ETF
XRT
$458M
– –
-120
Closed -$6K
XSLV icon
1604
Invesco S&P SmallCap Low Volatility ETF
XSLV
$250M
– –
-651
Closed -$22K
XSW icon
1605
State Street SPDR S&P Software & Services ETF
XSW
$436M
– –
-8
Closed -$1K
XT icon
1606
iShares Future Exponential Technologies ETF
XT
$3.77B
– –
-400
Closed -$19K
XTN icon
1607
State Street SPDR S&P Transportation ETF
XTN
$401M
– –
-100
Closed -$6K
YETI icon
1608
Yeti Holdings
YETI
$3.93B
– –
-208
Closed -$9K
YUMC icon
1609
Yum China
YUMC
$15.6B
– –
-1,916
Closed -$101K
Z icon
1610
Zillow
Z
$7.7B
– –
-314
Closed -$32K
ZD icon
1611
Ziff Davis
ZD
$1.95B
– –
-120
Closed -$7K
ZYME icon
1612
Zymeworks
ZYME
$1.66B
– –
-75
Closed -$3K
TECX
1613
Tectonic Therapeutic
TECX
$562M
– –
-147
Closed -$23K
FLG
1614
Flagstar Bank National Association
FLG
$5.83B
– –
-654
Closed -$16K
XIFR
1615
XPLR Infrastructure LP
XIFR
$1.11B
– –
-3,172
Closed -$190K
QVCGA
1616
DELISTED
QVC Group Inc Series A
QVCGA
– –
-6
Closed -$2K
TVRD
1617
Tvardi Therapeutics
TVRD
$22.9M
– –
-51
Closed -$23K
LGF.B
1618
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-171
Closed -$1K
ENLC
1619
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-759
Closed -$2K
SMAR
1620
DELISTED
Smartsheet Inc.
SMAR
– –
-1,932
Closed -$95K
AY
1621
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-274
Closed -$8K
LUMO
1622
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
– –
-1,088
Closed -$15K
MRO
1623
DELISTED
Marathon Oil Corporation
MRO
– –
-4,405
Closed -$18K
SAVE
1624
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-55
Closed -$1K
AXNX
1625
DELISTED
Axonics, Inc. Common Stock
AXNX
– –
-200
Closed -$10K
63 64
65
66 67

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.