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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
1576
Western Digital
WDC
$160B
– –
-304
Closed -$8K
WES icon
1577
Western Midstream Partners
WES
$19.4B
– –
-343
Closed -$3K
WEX icon
1578
WEX
WEX
$6.23B
– –
-175
Closed -$24K
WHR icon
1579
Whirlpool
WHR
$2.49B
– –
-202
Closed -$37K
WINC
1580
DELISTED
Western Asset Short Duration Income ETF
WINC
– –
-4,380
Closed -$112K
WKC icon
1581
World Kinect Corp
WKC
$2.06B
– –
-66
Closed -$1K
WMB icon
1582
Williams Companies
WMB
$85.8B
– –
-3,520
Closed -$70K
WOLF icon
1583
Wolfspeed
WOLF
$1.14B
– –
-776
Closed -$49K
WOOD icon
1584
iShares Global Timber & Forestry ETF
WOOD
$266M
– –
-2,067
Closed -$134K
WPC icon
1585
W.P. Carey
WPC
$16.8B
– –
-1,050
Closed -$67K
WPM icon
1586
Wheaton Precious Metals
WPM
$49.8B
– –
-302
Closed -$15K
WPP icon
1587
WPP
WPP
$4.59B
– –
-261
Closed -$10K
WSBC icon
1588
WesBanco
WSBC
$4.03B
– –
-107
Closed -$2K
WSO icon
1589
Watsco Inc
WSO
$15.1B
– –
-19
Closed -$5K
WST icon
1590
West Pharmaceutical
WST
$23.7B
– –
-700
Closed -$193K
WTMF icon
1591
WisdomTree Managed Futures Strategy Fund
WTMF
$242M
– –
-2,950
Closed -$103K
WTRG icon
1592
Essential Utilities
WTRG
$11.5B
– –
-1,323
Closed -$53K
WYNN icon
1593
Wynn Resorts
WYNN
$10.3B
– –
-487
Closed -$35K
X
1594
DELISTED
US Steel
X
– –
-343
Closed -$3K
XAR icon
1595
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.08B
– –
-60
Closed -$5K
XITK icon
1596
State Street SPDR FactSet Innovative Technology ETF
XITK
$67.5M
– –
-60
Closed -$10K
XLG icon
1597
Invesco S&P 500 Top 50 ETF
XLG
$10.4B
– –
-800
Closed -$21K
XLRE icon
1598
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
– –
-449
Closed -$16K
XMLV icon
1599
Invesco S&P MidCap Low Volatility ETF
XMLV
$766M
– –
-1,500
Closed -$63K
XMMO icon
1600
Invesco S&P MidCap Momentum ETF
XMMO
$7.15B
– –
-1,269
Closed -$84K
62 63
64
65 66

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.