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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPU
1551
Vanguard Utilities ETF
VPU
$8.68B
– –
-127
Closed -$16K
VRM icon
1552
Vroom Inc
VRM
$36.8M
– –
-31
Closed -$130K
VRP icon
1553
Invesco Variable Rate Preferred ETF
VRP
$2.99B
– –
-769
Closed -$19K
VRSK icon
1554
Verisk Analytics
VRSK
$27.8B
– –
-408
Closed -$76K
VRT icon
1555
Vertiv
VRT
$104B
– –
-1,000
Closed -$17K
VRTX icon
1556
Vertex Pharmaceuticals
VRTX
$124B
– –
-157
Closed -$43K
VSMV icon
1557
VictoryShares US Multi-Factor Minimum Volatility ETF
VSMV
$160M
– –
-125
Closed -$4K
VSS icon
1558
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
– –
-132
Closed -$14K
VST icon
1559
Vistra
VST
$50.1B
– –
-716
Closed -$14K
VTEB icon
1560
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
– –
-656
Closed -$36K
VTIP icon
1561
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-42
Closed -$2K
VTR icon
1562
Ventas
VTR
$47.7B
– –
-253
Closed -$11K
VUZI icon
1563
Vuzix
VUZI
$187M
– –
-650
Closed -$3K
VVV icon
1564
Valvoline
VVV
$5.13B
– –
-38
Closed -$1K
VXRT
1565
DELISTED
Vaxart
VXRT
– –
-800
Closed -$5K
VXUS icon
1566
Vanguard Total International Stock ETF
VXUS
$153B
– –
-102
Closed -$5K
VYMI icon
1567
Vanguard International High Dividend Yield ETF
VYMI
$20.4B
– –
-637
Closed -$33K
W icon
1568
Wayfair
W
$12.5B
– –
-837
Closed -$244K
WAB icon
1569
Wabtec
WAB
$51.7B
– –
-52
Closed -$3K
WAT icon
1570
Waters Corp
WAT
$37.7B
– –
-25
Closed -$5K
WBA
1571
DELISTED
Walgreens Boots Alliance
WBA
– –
-2,313
Closed -$83K
WBD icon
1572
Warner Bros
WBD
$64.2B
– –
-1,822
Closed -$40K
WBS icon
1573
Webster Financial
WBS
$12.5B
– –
-911
Closed -$24K
WCC
1574
WESCO International
WCC
$16.1B
– –
-150
Closed -$7K
WCN
1575
Waste Connections
WCN
$42.7B
– –
-1,533
Closed -$159K
61 62
63
64 65

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.