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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USFD icon
1526
US Foods
USFD
$22.2B
– –
-50
Closed -$1K
AD
1527
Array Digital Infrastructure
AD
$3.01B
– –
-700
Closed -$21K
USNA icon
1528
Usana Health Sciences
USNA
$408M
– –
-17
Closed -$1K
USO icon
1529
United States Oil Fund
USO
$2.15B
– –
-964
Closed -$27K
USRT icon
1530
iShares Core US REIT ETF
USRT
$4.62B
– –
-235
Closed -$10K
UST icon
1531
ProShares Ultra 7-10 Year Treasury
UST
$15.7M
– –
-90
Closed -$7K
VCLT icon
1532
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
– –
-559
Closed -$60K
VCR icon
1533
Vanguard Consumer Discretionary ETF
VCR
$6.15B
– –
-142
Closed -$33K
VCYT icon
1534
Veracyte
VCYT
$3.7B
– –
-3,834
Closed -$125K
VECO icon
1535
Veeco
VECO
$3.05B
– –
-19
Closed –
VDE icon
1536
Vanguard Energy ETF
VDE
$10.1B
– –
-2,165
Closed -$87K
VFH icon
1537
Vanguard Financials ETF
VFH
$13.5B
– –
-986
Closed -$58K
VGIT icon
1538
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
– –
-599
Closed -$42K
VGK icon
1539
Vanguard FTSE Europe ETF
VGK
$30.7B
– –
-1,000
Closed -$52K
VGLT icon
1540
Vanguard Long-Term Treasury ETF
VGLT
$10B
– –
-17,220
Closed -$1.72M
VICR icon
1541
Vicor
VICR
$9.56B
– –
-181
Closed -$14K
VIOG icon
1542
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
– –
-634
Closed -$48K
VIOO icon
1543
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
– –
-328
Closed -$21K
VIOV icon
1544
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
– –
-300
Closed -$16K
VIS icon
1545
Vanguard Industrials ETF
VIS
$8.1B
– –
-137
Closed -$20K
VIV icon
1546
Telefônica Brasil
VIV
$20.6B
– –
-95
Closed -$1K
VKI icon
1547
Invesco Advantage Municipal Income Trust II
VKI
$396M
– –
-462
Closed -$5K
VLO icon
1548
Valero Energy
VLO
$92.9B
– –
-547
Closed -$24K
VOD icon
1549
Vodafone
VOD
$36.3B
– –
-4,290
Closed -$58K
VPL icon
1550
Vanguard FTSE Pacific ETF
VPL
$8.08B
– –
-850
Closed -$58K
60 61
62
63 64

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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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STA
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.