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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
1476
Toronto Dominion Bank
TD
$197B
– –
-376
Closed -$17K
TDG icon
1477
TransDigm Group
TDG
$72.3B
– –
-251
Closed -$119K
TDY icon
1478
Teledyne Technologies
TDY
$29.9B
– –
-52
Closed -$16K
TEF
1479
DELISTED
Telefonica
TEF
– –
-954
Closed -$3K
TEI
1480
Templeton Emerging Markets Income Fund
TEI
$313M
– –
-500
Closed -$4K
TEL icon
1481
TE Connectivity
TEL
$62.1B
– –
-334
Closed -$33K
TFII icon
1482
TFI International
TFII
$12B
– –
-1,100
Closed -$46K
TFX icon
1483
Teleflex
TFX
$5.95B
– –
-45
Closed -$15K
THG icon
1484
Hanover Insurance
THG
$7.98B
– –
-895
Closed -$81K
TIPZ icon
1485
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89M
– –
-71
Closed -$5K
TKC icon
1486
Turkcell
TKC
$4.74B
– –
-239
Closed -$1K
TKR icon
1487
Timken Company
TKR
$9.57B
– –
-229
Closed -$12K
TLT icon
1488
iShares 20+ Year Treasury Bond ETF
TLT
$43B
– –
-922
Closed -$151K
TM icon
1489
Toyota
TM
$230B
– –
-11
Closed -$2K
TMFS icon
1490
Motley Fool Small-Cap Growth ETF
TMFS
$58.1M
– –
-800
Closed -$25K
TMHC
1491
DELISTED
Taylor Morrison
TMHC
– –
-527
Closed -$13K
TNDM icon
1492
Tandem Diabetes Care
TNDM
$1.22B
– –
-50
Closed -$6K
TNL icon
1493
Travel + Leisure Co
TNL
$4.75B
– –
-100
Closed -$3K
TOK icon
1494
iShares MSCI Kokusai Fund
TOK
$246M
– –
-380
Closed -$28K
TOL icon
1495
Toll Brothers
TOL
$14.4B
– –
-640
Closed -$31K
TOON icon
1496
Kartoon Studios
TOON
$34.5M
– –
-279
Closed -$3K
TPL icon
1497
Texas Pacific Land
TPL
$27.4B
– –
-180
Closed -$9K
TQQQ icon
1498
ProShares UltraPro QQQ
TQQQ
$30.4B
– –
-800
Closed -$13K
TREX icon
1499
Trex
TREX
$4.42B
– –
-738
Closed -$53K
TRGP icon
1500
Targa Resources
TRGP
$57.4B
– –
-538
Closed -$8K
58 59
60
61 62

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.