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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
126
Cisco
CSCO
$450B
$901K 0.18%
20,848
+702
+3% +$32.1K
IWF icon
127
iShares Russell 1000 Growth ETF
IWF
$122B
$896K 0.18%
27,340
-2,100
-7% -$74K
SPHD icon
128
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$887K 0.18%
23,136
+3,200
+16% +$129K
XYZ
129
Block Inc
XYZ
$45.9B
$879K 0.18%
15,171
+3,716
+32% +$262K
RFDI icon
130
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$872K 0.18%
16,675
-14,767
-47% -$814K
RIGS icon
131
ALPS Strategic Income Fund
RIGS
$60.4M
$863K 0.17%
35,784
+17,133
+92% +$416K
SDIV icon
132
Global X SuperDividend ETF
SDIV
$1.21B
$858K 0.17%
16,713
-2,021
-11% -$114K
UNH icon
133
UnitedHealth
UNH
$382B
$856K 0.17%
3,473
+28
+0.8% +$7.4K
HYLS icon
134
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$848K 0.17%
18,782
+1,978
+12% +$92.3K
COST icon
135
Costco
COST
$415B
$836K 0.17%
4,100
+246
+6% +$54.9K
D icon
136
Dominion Energy
D
$62.5B
$803K 0.16%
11,191
+1,145
+11% +$83.7K
LMT icon
137
Lockheed Martin
LMT
$134B
$796K 0.16%
3,024
+525
+21% +$159K
GYLD icon
138
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$795K 0.16%
52,723
-5,317
-9% -$87K
XLY icon
139
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$785K 0.16%
15,720
-20,500
-57% -$1.08M
BSJL
140
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$776K 0.16%
32,774
-2,426
-7% -$59K
SBUX icon
141
Starbucks
SBUX
$118B
$769K 0.16%
11,992
+1,881
+19% +$118K
NVS icon
142
Novartis
NVS
$295B
$761K 0.15%
9,892
+3,365
+52% +$262K
SMDV icon
143
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$755K 0.15%
+14,024
New +$797K
IJH icon
144
iShares Core S&P Mid-Cap ETF
IJH
$123B
$752K 0.15%
22,565
-8,750
-28% -$319K
NVDA icon
145
NVIDIA
NVDA
$5.01T
$743K 0.15%
222,080
+117,520
+112% +$562K
LOW icon
146
Lowe's Companies
LOW
$116B
$742K 0.15%
8,022
+625
+8% +$60.3K
EWJ icon
147
iShares MSCI Japan ETF
EWJ
$21.7B
$727K 0.15%
14,337
+6,984
+95% +$383K
OKE icon
148
Oneok
OKE
$58.7B
$715K 0.14%
13,139
+1,795
+16% +$111K
VXF icon
149
Vanguard Extended Market ETF
VXF
$30.3B
$712K 0.14%
7,108
+602
+9% +$66K
FDMO icon
150
Fidelity Momentum Factor ETF
FDMO
$934M
$704K 0.14%
23,755
+10,355
+77% +$332K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.