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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
(-27%)
Cap. Flow
-$217M
Cap. Flow
% of AUM
-40.42%
Top 10 Holdings %
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$1.81M |
| 2 |
Broadcom
AVGO
|
+$1.01M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$990K |
| 4 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$959K |
| 5 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$658K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$44.6M |
| 2 |
Blackstone
BX
|
+$16.3M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$16.1M |
| 4 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$15.7M |
| 5 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$12.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.92% |
| 2 | Healthcare | 4.13% |
| 3 | Financials | 3.72% |
| 4 | Consumer Discretionary | 3.5% |
| 5 | Communication Services | 3.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
| $1.01M | 0.19% |
58,040
-345
| -0.6% | -$6.04K |
|
127
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
| $1M | 0.19% |
6,776
+3,256
| +93% | +$493K |
|
|
RFAP
128
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
| $995K | 0.19% |
17,697
-8,998
| -34% | -$507K |
|
129
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $993K | 0.19% |
23,237
+2,523
| +12% | +$109K |
|
|
130
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $983K | 0.18% |
+37,248
| New | +$990K |
|
131
3M
MMM
$89B
| $977K | 0.18% |
5,876
-10
| -0.2% | -$1.72K |
|
132
Coca-Cola
KO
$354B
| $940K | 0.18% |
20,981
-2,435
| -10% | -$111K |
|
133
Merck
MRK
$324B
| $926K | 0.17% |
15,305
-1,749
| -10% | -$111K |
|
134
RTX Corp
RTX
$287B
| $926K | 0.17% |
11,026
-2,086
| -16% | -$175K |
|
135
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
| $925K | 0.17% |
35,048
-521
| -1% | -$14.4K |
|
136
Cisco
CSCO
$450B
| $911K | 0.17% |
20,146
-23,436
| -54% | -$1.05M |
|
137
Invesco S&P 500 GARP ETF
SPGP
$2.18B
| $897K | 0.17% |
16,796
+4,814
| +40% | +$255K |
|
138
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $892K | 0.17% |
7,658
+2,396
| +46% | +$276K |
|
|
139
Blackstone
BX
$104B
| $886K | 0.17% |
27,453
-451,041
| -94% | -$16.3M |
|
140
UnitedHealth
UNH
$382B
| $872K | 0.16% |
3,445
-628
| -15% | -$163K |
|
141
Abbott
ABT
$180B
| $869K | 0.16% |
13,949
+221
| +2% | +$14.5K |
|
|
BSJL
142
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
| $866K | 0.16% |
35,200
+1,300
| +4% | +$32.2K |
|
143
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $858K | 0.16% |
7,643
-6,237
| -45% | -$709K |
|
|
AGN
144
DELISTED
Allergan plc
AGN
| $845K | 0.16% |
4,454
-1,071
| -19% | -$197K |
|
145
Netflix
NFLX
$292B
| $835K | 0.16% |
21,890
+4,110
| +23% | +$149K |
|
146
Costco
COST
$415B
| $828K | 0.15% |
3,854
-436
| -10% | -$98.2K |
|
147
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $821K | 0.15% |
19,936
-6,212
| -24% | -$259K |
|
148
Lockheed Martin
LMT
$134B
| $808K | 0.15% |
2,499
-873
| -26% | -$282K |
|
149
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $796K | 0.15% |
16,804
-4,793
| -22% | -$228K |
|
150
Oneok
OKE
$58.7B
| $790K | 0.15% |
11,344
-312
| -3% | -$21.4K |
|
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Prospera Financial Services's Q3 2018 Portfolio in Review
As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.
- Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
- Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
- Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
- Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
- Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
- Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.
Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.