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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
126
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$810K 0.15%
9,579
-4,833
-34% -$408K
GD icon
127
General Dynamics
GD
$104B
$807K 0.15%
4,315
-1,685
-28% -$311K
GOOGL icon
128
Alphabet (Google) Class A
GOOGL
$3.91T
$806K 0.15%
19,000
-480
-2% -$20.2K
BSJL
129
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$800K 0.14%
+32,000
New +$796K
XME icon
130
State Street SPDR S&P Metals & Mining ETF
XME
$4.06B
$784K 0.14%
25,871
+99
+0.4% +$3.19K
MRK icon
131
Merck
MRK
$325B
$778K 0.14%
12,829
+1,013
+9% +$61.5K
IAU icon
132
iShares Gold Trust
IAU
$63B
$774K 0.14%
31,994
-1,500
-4% -$35.2K
DHC
133
Diversified Healthcare Trust
DHC
$2.26B
$772K 0.14%
38,100
-1,000
-3% -$19.6K
ACWV icon
134
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$762K 0.14%
9,869
+2,663
+37% +$201K
FXU icon
135
First Trust Utilities AlphaDEX Fund
FXU
$838M
$755K 0.14%
27,473
+3,365
+14% +$91.6K
IYH icon
136
iShares US Healthcare ETF
IYH
$3.11B
$751K 0.14%
24,175
+3,100
+15% +$94.6K
UNH icon
137
UnitedHealth
UNH
$381B
$745K 0.13%
4,528
+871
+24% +$143K
CMCSA icon
138
Comcast
CMCSA
$79.9B
$744K 0.13%
19,867
-977
-5% -$36.3K
FEX icon
139
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$744K 0.13%
14,492
+1,530
+12% +$77.8K
BKLN icon
140
Invesco Senior Loan ETF
BKLN
$7.1B
$739K 0.13%
31,713
+6,107
+24% +$142K
SPHD icon
141
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.35B
$736K 0.13%
18,188
+689
+4% +$27.7K
ABT icon
142
Abbott
ABT
$180B
$731K 0.13%
16,589
-473
-3% -$20.4K
GSK icon
143
GSK
GSK
$103B
$730K 0.13%
13,874
-1,184
-8% -$60.1K
COP icon
144
ConocoPhillips
COP
$147B
$723K 0.13%
14,531
+4,853
+50% +$235K
PTF icon
145
Invesco Dorsey Wright Technology Momentum ETF
PTF
$631M
$714K 0.13%
48,012
-7,128
-13% -$102K
IIM icon
146
Invesco Value Municipal Income Trust
IIM
$585M
$685K 0.12%
46,700
+100
+0.2% +$1.47K
GILD icon
147
Gilead Sciences
GILD
$162B
$681K 0.12%
10,197
-17,984
-64% -$1.26M
VYM icon
148
Vanguard High Dividend Yield ETF
VYM
$81B
$675K 0.12%
8,702
-87
-1% -$6.71K
IBM icon
149
IBM
IBM
$203B
$670K 0.12%
4,034
-378
-9% -$63.4K
MCD icon
150
McDonald's
MCD
$188B
$661K 0.12%
5,089
+859
+20% +$108K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.