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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.71M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
126
Comcast
CMCSA
$78.3B
$731K 0.15%
22,022
-2,914
-12% -$97K
BA icon
127
Boeing
BA
$165B
$726K 0.15%
5,508
+500
+10% +$65.9K
GOOGL icon
128
Alphabet (Google) Class A
GOOGL
$3.88T
$720K 0.14%
17,900
-19,820
-53% -$775K
WFC icon
129
Wells Fargo
WFC
$261B
$719K 0.14%
16,232
-3,533
-18% -$169K
SBUX icon
130
Starbucks
SBUX
$118B
$713K 0.14%
13,172
+3,353
+34% +$188K
TRTN
131
DELISTED
Triton International Limited
TRTN
$701K 0.14%
+53,167
New +$804K
USMV icon
132
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
$698K 0.14%
15,368
+3,126
+26% +$145K
FXN icon
133
First Trust Energy AlphaDEX Fund
FXN
$397M
$687K 0.14%
44,545
+15,044
+51% +$223K
FXZ icon
134
First Trust Materials AlphaDEX Fund
FXZ
$377M
$684K 0.14%
+19,998
New +$682K
CRDF icon
135
Cardiff Oncology
CRDF
$65.2M
$679K 0.14%
2,099
-90
-4% -$32.8K
IYJ icon
136
iShares US Industrials ETF
IYJ
$1.97B
$679K 0.14%
+11,880
New +$675K
KO icon
137
Coca-Cola
KO
$349B
$672K 0.14%
15,882
+4,400
+38% +$193K
MRK icon
138
Merck
MRK
$322B
$664K 0.13%
11,156
+4,091
+58% +$239K
PSX icon
139
Phillips 66
PSX
$83B
$659K 0.13%
8,170
+387
+5% +$30.1K
SHY icon
140
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$657K 0.13%
7,726
-5
-0.1% -$425
V icon
141
Visa
V
$669B
$653K 0.13%
7,890
+1,870
+31% +$150K
FEX icon
142
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$652K 0.13%
13,940
-7,111
-34% -$331K
VXF icon
143
Vanguard Extended Market ETF
VXF
$30.4B
$648K 0.13%
7,100
+275
+4% +$24.7K
IYE icon
144
iShares US Energy ETF
IYE
$1.74B
$634K 0.13%
+16,250
New +$619K
F icon
145
Ford
F
$56.4B
$629K 0.13%
52,123
-13,696
-21% -$173K
VTI icon
146
Vanguard Total Stock Market ETF
VTI
$654B
$628K 0.13%
5,636
-5
-0.1% -$555
LMBS icon
147
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$619K 0.12%
11,817
+5,601
+90% +$292K
FBT icon
148
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$618K 0.12%
6,194
+3,331
+116% +$327K
IWF icon
149
iShares Russell 1000 Growth ETF
IWF
$123B
$617K 0.12%
23,688
+10,412
+78% +$271K
GDXJ icon
150
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$614K 0.12%
13,872
+6,571
+90% +$311K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.