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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.91%
AUM
$420M
AUM Growth
-$28.8M
Cap. Flow
-$25.1M
Cap. Flow %
-5.97%
Top 10 Hldgs %
43.4%
Holding
353
New
31
Increased
108
Reduced
133
Closed
52

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.6M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$8.51M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.88M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$5.83M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
IYE icon
iShares US Energy ETF
IYE
+$15.7M
3
GG
Goldcorp Inc
GG
+$14.4M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.7M
5
EXP icon
Eagle Materials
EXP
+$7.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 76.41%
2 Energy 3.98%
3 Technology 3.9%
4 Consumer Staples 2.73%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWAS icon
126
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$418M
$529K 0.13%
12,758
-400
-3% -$16.5K
PWV icon
127
Invesco Large Cap Value ETF
PWV
$1.9B
$528K 0.13%
17,328
+339
+2% +$10.6K
PFE icon
128
Pfizer
PFE
$162B
$521K 0.12%
16,374
-2,075
-11% -$67.6K
PPL
129
PPL Corp
PPL
$26.4B
$519K 0.12%
17,604
-3,611
-17% -$113K
LLY icon
130
Eli Lilly
LLY
$1.02T
$514K 0.12%
6,759
+456
+7% +$34.7K
MMM icon
131
3M
MMM
$86.9B
$514K 0.12%
4,341
-526
-11% -$70.5K
CAJ
132
DELISTED
Canon, Inc.
CAJ
$512K 0.12%
15,795
-3,538
-18% -$125K
VCR icon
133
Vanguard Consumer Discretionary ETF
VCR
$5.97B
$508K 0.12%
4,092
+1,015
+33% +$126K
SJR
134
DELISTED
Shaw Communications Inc.
SJR
$503K 0.12%
23,082
+742
+3% +$16.6K
IBM icon
135
IBM
IBM
$221B
$501K 0.12%
3,534
-95
-3% -$15.3K
TGT icon
136
Target
TGT
$74.7B
$495K 0.12%
6,466
-888
-12% -$71.9K
SBUX icon
137
Starbucks
SBUX
$119B
$488K 0.12%
10,899
-18,087
-62% -$918K
FGD icon
138
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.67B
$486K 0.12%
19,787
-750
-4% -$19.5K
VWO icon
139
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$475K 0.11%
11,609
-409
-3% -$17.6K
IJT icon
140
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$472K 0.11%
7,208
-122
-2% -$7.96K
BRK.B icon
141
Berkshire Hathaway Class B
BRK.B
$1.08T
$456K 0.11%
3,349
-290
-8% -$41.4K
IP icon
142
International Paper
IP
$19.7B
$451K 0.11%
10,525
+297
+3% +$14.7K
IJK icon
143
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$448K 0.11%
10,576
-88
-0.8% -$3.77K
LUMO
144
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$443K 0.11%
1,111
-667
-38% -$283K
LEG
145
DELISTED
Leggett & Platt
LEG
$441K 0.1%
9,061
-4,476
-33% -$209K
RYAAY icon
146
Ryanair
RYAAY
$28.7B
$440K 0.1%
+15,015
New +$417K
FXO icon
147
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$434K 0.1%
+18,298
New +$438K
IEF icon
148
iShares 7-10 Year Treasury Bond ETF
IEF
$42.1B
$433K 0.1%
4,127
-9,851
-70% -$1.05M
META icon
149
Meta Platforms (Facebook)
META
$1.57T
$423K 0.1%
5,605
-5,191
-48% -$424K
MDIV icon
150
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$422K 0.1%
21,124
+7,648
+57% +$160K
4 5
6
7 8

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NPT
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EWM
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RCWMU
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CA
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CI
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LIP
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Prospera Financial Services's Q2 2015 Portfolio in Review

As of Q2 2015, Prospera Financial Services held 353 positions worth $420M, down 6.4% from $449M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Prospera Financial Services withdrew a net $25.1M in Q2 2015, closing 52 positions and reducing 133 holdings. Its most notable exit was iShares 0-1 Year Treasury Bond ETF, an estimated $41M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 76% of assets, up from 71% a quarter earlier, followed by Energy and Technology.

Against the trend, Prospera Financial Services opened a new position in State Street SPDR Portfolio Intermediate Term Treasury ETF worth $5.86M.

  • Prospera Financial Services's largest Q2 2015 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 195,118 shares worth $5.86M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $24.6M increase.
  • Prospera Financial Services's biggest Q2 2015 reduction was iShares US Energy ETF, cutting an estimated $15.7M.
  • Prospera Financial Services fully exited iShares 0-1 Year Treasury Bond ETF in Q2 2015, selling an estimated $41M.
  • Prospera Financial Services's ten largest holdings make up 43% of its $420M portfolio in Q2 2015.
  • Prospera Financial Services opened 31 new positions and closed 52 in Q2 2015.
  • Prospera Financial Services's portfolio value fell 6.4% quarter-over-quarter to $420M.

Based on Prospera Financial Services's 13F filing for Q2 2015, filed 7 Aug 2015.