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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
126
VF Corp
VFC
$6.68B
$395K 0.12%
6,778
-2,877
-30% -$162K
IGIB icon
127
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$392K 0.12%
7,186
-14,080
-66% -$766K
XLE icon
128
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$392K 0.12%
8,804
+3,706
+73% +$160K
IJH icon
129
iShares Core S&P Mid-Cap ETF
IJH
$123B
$387K 0.12%
16,645
-202,660
-92% -$5.45M
HAS icon
130
Hasbro
HAS
$12.6B
$381K 0.12%
6,858
-1,103
-14% -$58.7K
PM icon
131
Philip Morris
PM
$301B
$377K 0.12%
4,610
+1,518
+49% +$123K
VEA icon
132
Vanguard FTSE Developed Markets ETF
VEA
$226B
$371K 0.12%
8,979
+1,093
+14% +$44.8K
BSCG
133
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$368K 0.12%
+16,432
New +$367K
TIPT icon
134
Tiptree Inc
TIPT
$668M
$365K 0.12%
+48,618
New +$363K
HBANP
135
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$363K 0.11%
279
+70
+33% +$89K
WM icon
136
Waste Management
WM
$95.9B
$362K 0.11%
8,600
+902
+12% +$37.8K
SDY icon
137
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$360K 0.11%
4,899
-2,933
-37% -$211K
WMT icon
138
Walmart Inc
WMT
$871B
$360K 0.11%
15,942
-147
-0.9% -$3.69K
SLF icon
139
Sun Life Financial
SLF
$45.6B
$359K 0.11%
+10,362
New +$357K
DINO icon
140
HF Sinclair
DINO
$15.9B
$357K 0.11%
7,506
+1,650
+28% +$78K
IGOV icon
141
iShares International Treasury Bond ETF
IGOV
$1.34B
$354K 0.11%
6,868
-9,898
-59% -$503K
AZN icon
142
AstraZeneca
AZN
$263B
$345K 0.11%
+5,313
New +$343K
SID icon
143
Companhia Siderúrgica Nacional
SID
$1.43B
$345K 0.11%
+79,105
New +$378K
TGNA
144
DELISTED
TEGNA Inc
TGNA
$344K 0.11%
23,856
+1,724
+8% +$25.6K
XLI icon
145
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$341K 0.11%
+6,526
New +$335K
IJR icon
146
iShares Core S&P Small-Cap ETF
IJR
$109B
$339K 0.11%
6,160
-938
-13% -$50.7K
SCU
147
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$338K 0.11%
+2,454
New +$354K
QCOM icon
148
Qualcomm
QCOM
$176B
$337K 0.11%
5,270
+1,510
+40% +$114K
DOC icon
149
Healthpeak Properties
DOC
$15.4B
$335K 0.11%
9,469
+597
+7% +$20.6K
UNP icon
150
Union Pacific
UNP
$183B
$332K 0.1%
+3,534
New +$314K
4 5
6
7 8

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.