We are live on
!
Find out more
PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
(+13%)
Cap. Flow
+$16.8M
Cap. Flow
% of AUM
5.63%
Top 10 Holdings %
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$11M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$5.93M |
| 3 |
Eagle Materials
EXP
|
+$4.05M |
| 4 |
ProShares Ultra S&P500
SSO
|
+$3.1M |
| 5 |
iShares Russell 3000 ETF
IWV
|
+$1.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Utilities ETF
IDU
|
+$9.5M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$3.3M |
| 3 |
ProShares Ultra Russell2000
UWM
|
+$2.45M |
| 4 |
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
|
+$2.07M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 4.97% |
| 2 | Materials | 3.22% |
| 3 | Technology | 2.7% |
| 4 | Consumer Staples | 2.63% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Eli Lilly
LLY
$1.07T
| $396K | 0.13% |
7,773
-652
| -8% | -$32.6K |
|
127
First Trust Materials AlphaDEX Fund
FXZ
$378M
| $395K | 0.13% |
12,198
-22,526
| -65% | -$691K |
|
128
iShares MSCI Germany ETF
EWG
$1.5B
| $389K | 0.13% |
12,259
-4,540
| -27% | -$134K |
|
129
iShares Core S&P Small-Cap ETF
IJR
$109B
| $387K | 0.13% |
7,098
-23,258
| -77% | -$1.22M |
|
130
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
| $383K | 0.13% |
13,494
-29,074
| -68% | -$776K |
|
131
Cisco
CSCO
$450B
| $382K | 0.13% |
17,048
-3,949
| -19% | -$87.4K |
|
132
Wells Fargo
WFC
$261B
| $382K | 0.13% |
8,408
-2,793
| -25% | -$121K |
|
133
First Trust Natural Gas ETF
FCG
$632M
| $374K | 0.13% |
3,840
+340
| +10% | +$33.1K |
|
134
Energy Transfer Partners
ET
$70.1B
| $369K | 0.12% |
18,040
-5,736
| -24% | -$103K |
|
135
First Trust Financials AlphaDEX Fund
FXO
$1.12B
| $369K | 0.12% |
16,964
-34,208
| -67% | -$713K |
|
136
Icahn Enterprises
IEP
$5.17B
| $366K | 0.12% |
+3,349
| New | +$364K |
|
137
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $366K | 0.12% |
+1,497
| New | +$352K |
|
138
Amazon
AMZN
$2.5T
| $363K | 0.12% |
+18,200
| New | +$327K |
|
139
First Trust Technology AlphaDEX Fund
FXL
$2.47B
| $359K | 0.12% |
12,037
-26,598
| -69% | -$747K |
|
140
Bristol-Myers Squibb
BMY
$127B
| $358K | 0.12% |
6,733
+96
| +1% | +$4.89K |
|
141
Omnicom Group
OMC
$22.7B
| $353K | 0.12% |
+4,753
| New | +$327K |
|
142
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
| $349K | 0.12% |
12,882
+3,693
| +40% | +$98.3K |
|
143
First Trust Energy AlphaDEX Fund
FXN
$398M
| $347K | 0.12% |
13,725
-30,802
| -69% | -$755K |
|
|
CHK
144
DELISTED
Chesapeake Energy Corporation
CHK
| $346K | 0.12% |
67
-2
| -3% | -$10.2K |
|
145
Waste Management
WM
$95.9B
| $345K | 0.12% |
+7,698
| New | +$336K |
|
146
Mitek Systems
MITK
$762M
| $342K | 0.12% |
57,600
-720
| -1% | -$4.17K |
|
|
TGNA
147
DELISTED
TEGNA Inc
TGNA
| $342K | 0.12% |
+22,132
| New | +$312K |
|
148
Phillips 66
PSX
$82.9B
| $337K | 0.11% |
4,370
-942
| -18% | -$62.8K |
|
|
SPLS
149
DELISTED
Staples Inc
SPLS
| $334K | 0.11% |
+21,028
| New | +$328K |
|
150
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $329K | 0.11% |
7,886
-16,341
| -67% | -$663K |
|
Similar funds
AG
AMH
EDRH
GAM
CIA
PS
PFA
RBI
Prospera Financial Services's Q4 2013 Portfolio in Review
As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.
- Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
- Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
- Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
- Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
- Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
- Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
- Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.
Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.