We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
126
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$402K 0.15%
7,786
+1,526
+24% +$75.9K
AWAY
127
DELISTED
HOMEAWAY INC COM
AWAY
$399K 0.15%
14,293
-680
-5% -$21.1K
ET icon
128
Energy Transfer Partners
ET
$70.1B
$394K 0.15%
23,776
+6,348
+36% +$101K
VYM icon
129
Vanguard High Dividend Yield ETF
VYM
$81.1B
$392K 0.15%
6,780
+3,229
+91% +$188K
DOC icon
130
Healthpeak Properties
DOC
$15.4B
$390K 0.15%
10,210
-130
-1% -$5.07K
DINO icon
131
HF Sinclair
DINO
$15.9B
$385K 0.15%
9,206
+334
+4% +$14.5K
LOW icon
132
Lowe's Companies
LOW
$116B
$371K 0.14%
7,696
-158
-2% -$7.17K
TI
133
DELISTED
Telecom Italia
TI
$368K 0.14%
+43,000
New +$305K
BND icon
134
Vanguard Total Bond Market
BND
$157B
$353K 0.13%
4,377
-3,277
-43% -$264K
DUK icon
135
Duke Energy
DUK
$102B
$342K 0.13%
5,081
+11
+0.2% +$750
LUMN icon
136
Lumen
LUMN
$6.53B
$342K 0.13%
10,776
+1,100
+11% +$37.4K
CHK
137
DELISTED
Chesapeake Energy Corporation
CHK
$341K 0.13%
69
+10
+17% +$46.4K
FJP icon
138
First Trust Japan AlphaDEX Fund
FJP
$247M
$337K 0.13%
7,369
+1,258
+21% +$55.6K
NSM
139
DELISTED
Nationstar Mortgage Holdings
NSM
$337K 0.13%
+6,000
New +$292K
WMT icon
140
Walmart Inc
WMT
$871B
$336K 0.13%
13,701
-2,439
-15% -$61.5K
FCG icon
141
First Trust Natural Gas ETF
FCG
$632M
$334K 0.13%
3,500
– –
MMP
142
DELISTED
Magellan Midstream Partners, L.P.
MMP
$330K 0.13%
5,731
+1,398
+32% +$76.8K
FRI icon
143
First Trust S&P REIT Index Fund
FRI
$195M
$327K 0.12%
18,056
-3,230
-15% -$59.4K
WTMF icon
144
WisdomTree Managed Futures Strategy Fund
WTMF
$237M
$326K 0.12%
+7,850
New +$330K
SHY icon
145
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$321K 0.12%
3,801
-3,008
-44% -$254K
CL icon
146
Colgate-Palmolive
CL
$72.6B
$317K 0.12%
5,274
-123
-2% -$7.29K
BMY icon
147
Bristol-Myers Squibb
BMY
$127B
$314K 0.12%
6,637
-1,198
-15% -$52.6K
JPM icon
148
JPMorgan Chase
JPM
$939B
$312K 0.12%
6,013
-566
-9% -$30.4K
PSX icon
149
Phillips 66
PSX
$82.9B
$308K 0.12%
5,312
+442
+9% +$25.6K
VOD icon
150
Vodafone
VOD
$34.9B
$303K 0.11%
8,416
+140
+2% +$4.43K
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.