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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSB icon
1451
SouthState Bank Corp
SSB
$10.3B
– –
-1,853
Closed -$89K
SSO icon
1452
ProShares Ultra S&P500
SSO
$7.73B
– –
-356
Closed -$7K
STE icon
1453
Steris
STE
$22.7B
– –
-761
Closed -$130K
STIP icon
1454
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-84
Closed -$9K
STLD icon
1455
Steel Dynamics
STLD
$37.8B
– –
-423
Closed -$12K
STM icon
1456
STMicroelectronics
STM
$44.4B
– –
-115
Closed -$4K
STPZ icon
1457
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
– –
-54
Closed -$3K
STRO icon
1458
Sutro Biopharma
STRO
$393M
– –
-552
Closed -$56K
STX icon
1459
Seagate
STX
$175B
– –
-1,206
Closed -$59K
STWD icon
1460
Starwood Property Trust
STWD
$6.17B
– –
-1,958
Closed -$30K
STZ icon
1461
Constellation Brands
STZ
$22.7B
– –
-295
Closed -$56K
SU icon
1462
Suncor Energy
SU
$77.3B
– –
-11,059
Closed -$136K
SUI icon
1463
Sun Communities
SUI
$15.4B
– –
-60
Closed -$8K
SUN icon
1464
Sunoco
SUN
$14.5B
– –
-16
Closed –
SVC
1465
Service Properties Trust
SVC
$1.1B
– –
-58
Closed -$2K
SWBI icon
1466
Smith & Wesson
SWBI
$658M
– –
-14,038
Closed -$218K
SWKS icon
1467
Skyworks Solutions
SWKS
$9.05B
– –
-647
Closed -$94K
SXC icon
1468
SunCoke Energy
SXC
$763M
– –
-2,500
Closed -$9K
SXT icon
1469
Sensient Technologies
SXT
$5.28B
– –
-40
Closed -$2K
SYBT icon
1470
Stock Yards Bancorp
SYBT
$2.61B
– –
-28
Closed -$1K
TAL icon
1471
TAL Education Group
TAL
$6.09B
– –
-1,395
Closed -$106K
TALO icon
1472
Talos Energy
TALO
$2.34B
– –
-160
Closed -$1K
TAN icon
1473
Invesco Solar ETF
TAN
$1.4B
– –
-10
Closed -$1K
TAP icon
1474
Molson Coors Class B
TAP
$8.03B
– –
-132
Closed -$4K
TCPC icon
1475
BlackRock TCP Capital
TCPC
$274M
– –
-58
Closed -$1K
57 58
59
60 61

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.