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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNAP icon
1426
Snap
SNAP
$7.99B
– –
-632
Closed -$17K
SNDX icon
1427
Syndax Pharmaceuticals
SNDX
$1.73B
– –
-2,032
Closed -$30K
SNOW icon
1428
Snowflake
SNOW
$99.4B
– –
-100
Closed -$25K
SNV
1429
DELISTED
Synovus
SNV
– –
-600
Closed -$13K
SNX icon
1430
TD Synnex
SNX
$20B
– –
-94
Closed -$7K
SNY icon
1431
Sanofi
SNY
$108B
– –
-546
Closed -$27K
SOXX icon
1432
iShares Semiconductor ETF
SOXX
$39B
– –
-243
Closed -$25K
SPCE icon
1433
Virgin Galactic
SPCE
$321M
– –
-106
Closed -$41K
SPDW icon
1434
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.4B
– –
-17
Closed –
SPEM icon
1435
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.8B
– –
-664
Closed -$24K
SPH icon
1436
Suburban Propane Partners
SPH
$1.21B
– –
-32
Closed -$1K
SPHQ icon
1437
Invesco S&P 500 Quality ETF
SPHQ
$19.1B
– –
-2,420
Closed -$94K
SPIB icon
1438
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-4,519
Closed -$166K
SPLB icon
1439
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
– –
-325
Closed -$10K
SPNS
1440
DELISTED
Sapiens International
SPNS
– –
-9,212
Closed -$282K
SPOT icon
1441
Spotify
SPOT
$107B
– –
-61
Closed -$15K
SPSB icon
1442
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
– –
-3,837
Closed -$120K
SPSM icon
1443
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
– –
-710
Closed -$19K
SPTM icon
1444
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.4B
– –
-1,277
Closed -$52K
SPWH icon
1445
Sportsman's Warehouse
SPWH
$44.9M
– –
-100
Closed -$1K
SPXC icon
1446
SPX Corp
SPXC
$9.51B
– –
-70
Closed -$3K
SPYG icon
1447
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.6B
– –
-1,280
Closed -$64K
SPYX icon
1448
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.7B
– –
-300
Closed -$8K
SQNS
1449
Sequans Communications SA
SQNS
$38.9M
– –
-92
Closed -$14K
SR icon
1450
Spire
SR
$4.79B
– –
-28
Closed -$2K
56 57
58
59 60

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.