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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCI icon
1401
Service Corp International
SCI
$11.8B
– –
-552
Closed -$23K
SCZ icon
1402
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
– –
-574
Closed -$34K
SDGR icon
1403
Schrodinger
SDGR
$1.13B
– –
-200
Closed -$10K
SDOG icon
1404
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
– –
-3,610
Closed -$137K
SDS icon
1405
ProShares UltraShort S&P500
SDS
$435M
– –
-6
Closed -$2K
SEIC icon
1406
SEI Investments
SEIC
$12.3B
– –
-2,250
Closed -$115K
SFL icon
1407
SFL Corp
SFL
$1.61B
– –
-200
Closed -$1K
SFIX
1408
Stitch Fix
SFIX
$567M
– –
-346
Closed -$9K
SFM icon
1409
Sprouts Farmers Market
SFM
$7.44B
– –
-248
Closed -$5K
SGU icon
1410
Star Group
SGU
$413M
– –
-8,000
Closed -$78K
SHAK icon
1411
Shake Shack
SHAK
$2.54B
– –
-961
Closed -$62K
SIMS icon
1412
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.23M
– –
-200
Closed -$6K
SIRI icon
1413
SiriusXM
SIRI
$11B
– –
-630
Closed -$34K
SJNK icon
1414
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
– –
-482
Closed -$12K
SKX
1415
DELISTED
Skechers
SKX
– –
-39
Closed -$1K
SLB icon
1416
SLB Ltd
SLB
$72.7B
– –
-4,212
Closed -$66K
SLF icon
1417
Sun Life Financial
SLF
$45.6B
– –
-652
Closed -$27K
SLYG icon
1418
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
– –
-650
Closed -$38K
SLYV icon
1419
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
– –
-120
Closed -$6K
SM icon
1420
SM Energy
SM
$7.6B
– –
-2,000
Closed -$3K
SMB icon
1421
VanEck Short Muni ETF
SMB
$312M
– –
-266
Closed -$5K
SMDV icon
1422
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
– –
-3,248
Closed -$153K
SMH icon
1423
VanEck Semiconductor ETF
SMH
$60.8B
– –
-22
Closed -$2K
SMTC icon
1424
Semtech
SMTC
$9.65B
– –
-191
Closed -$10K
SNA icon
1425
Snap-on
SNA
$21.5B
– –
-25
Closed -$4K
55 56
57
58 59

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.