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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGL icon
1351
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
– –
-1,802
Closed -$96K
REGN icon
1352
Regeneron Pharmaceuticals
REGN
$72.9B
– –
-141
Closed -$79K
REVG
1353
DELISTED
REV Group
REVG
– –
-235
Closed -$2K
REZI icon
1354
Resideo Technologies
REZI
$5.4B
– –
-69
Closed -$1K
RF icon
1355
Regions Financial
RF
$26.4B
– –
-1,606
Closed -$19K
RFEU
1356
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
– –
-2,058
Closed -$121K
RFG icon
1357
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$330M
– –
-775
Closed -$26K
RFI
1358
Cohen & Steers Total Return Realty Fund
RFI
$312M
– –
-700
Closed -$8K
RGEN icon
1359
Repligen
RGEN
$6.91B
– –
-46
Closed -$7K
RGLD icon
1360
Royal Gold
RGLD
$16.6B
– –
-742
Closed -$89K
RGR icon
1361
Sturm, Ruger & Co
RGR
$603M
– –
-14
Closed -$1K
RGT
1362
Royce Global Value Trust
RGT
$97.5M
– –
-790
Closed -$10K
RIG icon
1363
Transocean
RIG
$5.48B
– –
-7,497
Closed -$6K
RIO icon
1364
Rio Tinto
RIO
$152B
– –
-100
Closed -$6K
RJF icon
1365
Raymond James Financial
RJF
$33.5B
– –
-680
Closed -$33K
RKT icon
1366
Rocket Companies
RKT
$38.8B
– –
-888
Closed -$18K
RMD icon
1367
ResMed
RMD
$31.1B
– –
-70
Closed -$12K
RMR icon
1368
The RMR Group
RMR
$335M
– –
-28
Closed -$1K
RNEM icon
1369
First Trust Emerging Markets Equity Select ETF
RNEM
$17M
– –
-833
Closed -$34K
RNG icon
1370
RingCentral
RNG
$4.83B
– –
-246
Closed -$68K
RNR icon
1371
RenaissanceRe
RNR
$13.8B
– –
-12
Closed -$2K
ROBT icon
1372
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$700M
– –
-1,300
Closed -$51K
ROK icon
1373
Rockwell Automation
ROK
$51.1B
– –
-658
Closed -$145K
ROKU icon
1374
Roku
ROKU
$21.6B
– –
-202
Closed -$38K
ROST icon
1375
Ross Stores
ROST
$80.8B
– –
-1,842
Closed -$164K
53 54
55
56 57

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.