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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRN icon
1326
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$382M
– –
-100
Closed -$8K
PRTA icon
1327
Prothena Corp
PRTA
$448M
– –
-24
Closed –
PSA icon
1328
Public Storage
PSA
$61.5B
– –
-20
Closed -$4K
PSCT icon
1329
Invesco S&P SmallCap Information Technology ETF
PSCT
$472M
– –
-300
Closed -$9K
PSL icon
1330
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$86.2M
– –
-100
Closed -$8K
PST icon
1331
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
– –
-400
Closed -$6K
PTH icon
1332
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$217M
– –
-1,398
Closed -$63K
PTLC icon
1333
Pacer Trendpilot US Large Cap ETF
PTLC
$3.19B
– –
-700
Closed -$21K
PTON icon
1334
Peloton Interactive
PTON
$2.85B
– –
-44
Closed -$4K
PTY icon
1335
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
– –
-2,800
Closed -$45K
PVH icon
1336
PVH
PVH
$4.07B
– –
-636
Closed -$38K
PZA icon
1337
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
– –
-2,369
Closed -$63K
QDEL icon
1338
QuidelOrtho
QDEL
$1.13B
– –
-1,020
Closed -$224K
QDF icon
1339
FlexShares Quality Dividend Index Fund
QDF
$2.2B
– –
-170
Closed -$8K
QQQX icon
1340
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
– –
-450
Closed -$11K
QSR icon
1341
Restaurant Brands International
QSR
$26.2B
– –
-704
Closed -$40K
QTWO icon
1342
Q2 Holdings
QTWO
$3.78B
– –
-400
Closed -$37K
QYLD icon
1343
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
– –
-1,100
Closed -$24K
RBA icon
1344
RB Global
RBA
$21.5B
– –
-70
Closed -$4K
RCKT icon
1345
Rocket Pharmaceuticals
RCKT
$343M
– –
-3,678
Closed -$84K
RCI icon
1346
Rogers Communications
RCI
$18.8B
– –
-481
Closed -$19K
RCKY icon
1347
Rocky Brands
RCKY
$370M
– –
-26
Closed -$1K
RCL icon
1348
Royal Caribbean
RCL
$86.8B
– –
-1,096
Closed -$71K
RDIV icon
1349
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
– –
-3,685
Closed -$99K
REFR icon
1350
Research Frontiers
REFR
$13.6M
– –
-750
Closed -$2K
52 53
54
55 56

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.