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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDT
1301
John Hancock Premium Dividend Fund
PDT
$635M
– –
-1,559
Closed -$19K
PEB icon
1302
Pebblebrook Hotel Trust
PEB
$2.18B
– –
-134
Closed -$2K
PEG icon
1303
Public Service Enterprise Group
PEG
$38.7B
– –
-1,760
Closed -$97K
PEJ icon
1304
Invesco Leisure and Entertainment ETF
PEJ
$263M
– –
-549
Closed -$18K
PENN icon
1305
PENN Entertainment
PENN
$2.84B
– –
-45
Closed -$3K
PFG icon
1306
Principal Financial Group
PFG
$24.3B
– –
-688
Closed -$28K
PGR icon
1307
Progressive
PGR
$128B
– –
-126
Closed -$12K
PH icon
1308
Parker-Hannifin
PH
$120B
– –
-10
Closed -$2K
IFLN
1309
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-2,759
Closed -$51K
PHG icon
1310
Philips
PHG
$25.5B
– –
-2,502
Closed -$96K
PHM icon
1311
Pultegroup
PHM
$25.2B
– –
-232
Closed -$11K
PICK icon
1312
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.16B
– –
-1,700
Closed -$46K
PINC
1313
DELISTED
Premier
PINC
– –
-137
Closed -$4K
PJT icon
1314
PJT Partners
PJT
$4.26B
– –
-1,757
Closed -$106K
PKW icon
1315
Invesco BuyBack Achievers ETF
PKW
$1.72B
– –
-1,675
Closed -$101K
PMO
1316
Franklin Municipal Opportunities Trust
PMO
$282M
– –
-537
Closed -$7K
PNQI icon
1317
Invesco NASDAQ Internet ETF
PNQI
$527M
– –
-350
Closed -$14K
PNR icon
1318
Pentair
PNR
$10.8B
– –
-97
Closed -$4K
POST icon
1319
Post Holdings
POST
$4.42B
– –
-721
Closed -$41K
PPC icon
1320
Pilgrim's Pride
PPC
$7.13B
– –
-1,000
Closed -$15K
PPT
1321
Franklin Premier Income Trust
PPT
$323M
– –
-5,000
Closed -$22K
PRAA icon
1322
PRA Group
PRAA
$672M
– –
-105
Closed -$4K
PRF icon
1323
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
– –
-3,975
Closed -$90K
PRFZ icon
1324
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
– –
-3,640
Closed -$85K
PRK icon
1325
Park National Corp
PRK
$3.84B
– –
-125
Closed -$10K
51 52
53
54 55

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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.