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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODFL icon
1276
Old Dominion Freight Line
ODFL
$46.3B
– –
-816
Closed -$74K
OHI icon
1277
Omega Healthcare
OHI
$15.3B
– –
-1,244
Closed -$37K
OI icon
1278
O-I Glass
OI
$1.18B
– –
-1,610
Closed -$17K
OGS icon
1279
ONE Gas
OGS
$5.01B
– –
-206
Closed -$14K
OLLI icon
1280
Ollie's Bargain Outlet
OLLI
$4.31B
– –
-333
Closed -$29K
ON icon
1281
ON Semiconductor
ON
$30.7B
– –
-819
Closed -$18K
OPCH icon
1282
Option Care Health
OPCH
$3.76B
– –
-250
Closed -$3K
OPK icon
1283
Opko Health
OPK
$1.02B
– –
-500
Closed -$2K
ORI icon
1284
Old Republic International
ORI
$10.9B
– –
-250
Closed -$4K
OSK icon
1285
Oshkosh
OSK
$8.91B
– –
-2,025
Closed -$149K
OTEX icon
1286
Open Text
OTEX
$6.28B
– –
-300
Closed -$13K
OTIS icon
1287
Otis Worldwide
OTIS
$27.9B
– –
-179
Closed -$11K
OUSM icon
1288
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$895M
– –
-1,509
Closed -$40K
OVV icon
1289
Ovintiv
OVV
$17B
– –
-526
Closed -$4K
OXY icon
1290
Occidental Petroleum
OXY
$55.7B
– –
-4,491
Closed -$45K
OXY.WS icon
1291
Occidental Petroleum Corp Warrants
OXY.WS
$32.1B
– –
-610
Closed -$2K
PAGP icon
1292
Plains GP Holdings
PAGP
$5.28B
– –
-219
Closed -$1K
PAYC icon
1293
Paycom
PAYC
$7.88B
– –
-258
Closed -$80K
PBA icon
1294
Pembina Pipeline
PBA
$29.3B
– –
-773
Closed -$17K
PCG icon
1295
PG&E
PCG
$39B
– –
-589
Closed -$6K
PCK
1296
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-2,797
Closed -$26K
PCN
1297
PIMCO Corporate & Income Strategy Fund
PCN
$864M
– –
-5,280
Closed -$82K
PCQ
1298
Pimco California Municipal Income Fund
PCQ
$163M
– –
-1,552
Closed -$27K
PCY icon
1299
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-154
Closed -$4K
PDSB icon
1300
PDS Biotechnology
PDSB
$37.4M
– –
-100
Closed –
50 51
52
53 54

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.