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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NICE icon
1251
Nice
NICE
$5.79B
– –
-162
Closed -$37K
NIO icon
1252
NIO
NIO
$12.1B
– –
-4,750
Closed -$101K
NJR icon
1253
New Jersey Resources
NJR
$5.91B
– –
-123
Closed -$3K
NNN icon
1254
NNN REIT
NNN
$9.16B
– –
-225
Closed -$8K
NOK icon
1255
Nokia
NOK
$50.7B
– –
-7,260
Closed -$28K
NOMD icon
1256
Nomad Foods
NOMD
$1.73B
– –
-900
Closed -$23K
NOV icon
1257
NOV
NOV
$6.93B
– –
-316
Closed -$3K
NOW icon
1258
ServiceNow
NOW
$114B
– –
-175
Closed -$17K
NSP icon
1259
Insperity
NSP
$2.06B
– –
-35
Closed -$2K
NTAP icon
1260
NetApp
NTAP
$34.1B
– –
-1,048
Closed -$46K
NTES icon
1261
NetEase
NTES
$84.4B
– –
-1,225
Closed -$112K
NTNX icon
1262
Nutanix
NTNX
$16B
– –
-572
Closed -$13K
NTR icon
1263
Nutrien
NTR
$33.9B
– –
-561
Closed -$22K
NTRS icon
1264
Northern Trust
NTRS
$22.4B
– –
-32
Closed -$2K
NVAX icon
1265
Novavax
NVAX
$1.22B
– –
-164
Closed -$18K
NVG icon
1266
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
– –
-1,000
Closed -$16K
NVT icon
1267
nVent Electric
NVT
$23.4B
– –
-65
Closed -$1K
NWG icon
1268
NatWest
NWG
$73.7B
– –
-552
Closed -$2K
NWL icon
1269
Newell Brands
NWL
$2.18B
– –
-179
Closed -$3K
NXJ
1270
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
– –
-2,742
Closed -$37K
NXST icon
1271
Nexstar Media Group
NXST
$5.88B
– –
-710
Closed -$64K
NYC
1272
American Strategic Investment Co
NYC
$30.2M
– –
-60
Closed -$6K
ADAM
1273
Adamas Trust
ADAM
$803M
– –
-127
Closed -$1K
NZF icon
1274
Nuveen Municipal Credit Income Fund
NZF
$2.41B
– –
-4,031
Closed -$59K
OC icon
1275
Owens Corning
OC
$11.2B
– –
-46
Closed -$3K
49 50
51
52 53

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.