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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSA icon
1226
Mine Safety
MSA
$6.79B
– –
-433
Closed -$58K
MSB
1227
Mesabi Trust
MSB
$296M
– –
-200
Closed -$4K
MSI icon
1228
Motorola Solutions
MSI
$72.1B
– –
-82
Closed -$13K
MT icon
1229
ArcelorMittal
MT
$49.5B
– –
-1,400
Closed -$19K
MTD icon
1230
Mettler-Toledo International
MTD
$28.1B
– –
-115
Closed -$111K
MTB icon
1231
M&T Bank
MTB
$36.3B
– –
-27
Closed -$2K
MTDR icon
1232
Matador Resources
MTDR
$6.04B
– –
-2,100
Closed -$17K
MTG icon
1233
MGIC Investment
MTG
$6.47B
– –
-160
Closed -$1K
MTN icon
1234
Vail Resorts
MTN
$5.7B
– –
-150
Closed -$32K
MUC icon
1235
BlackRock MuniHoldings California Quality Fund
MUC
$1B
– –
-2,608
Closed -$36K
MUA icon
1236
BlackRock MuniAssets Fund
MUA
$516M
– –
-3,403
Closed -$47K
MUR icon
1237
Murphy Oil
MUR
$5.55B
– –
-352
Closed -$3K
MUSA icon
1238
Murphy USA
MUSA
$11.4B
– –
-78
Closed -$10K
MVF
1239
DELISTED
BlackRock MuniVest Fund
MVF
– –
-5,500
Closed -$48K
MVT
1240
DELISTED
BlackRock MuniVest Fund II
MVT
– –
-3,150
Closed -$44K
MYGN icon
1241
Myriad Genetics
MYGN
$476M
– –
-200
Closed -$3K
MYI icon
1242
BlackRock MuniYield Quality Fund III
MYI
$715M
– –
-1,151
Closed -$15K
NAC icon
1243
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
– –
-2,463
Closed -$36K
NAT icon
1244
Nordic American Tanker
NAT
$1.36B
– –
-3,285
Closed -$11K
NBIX icon
1245
Neurocrine Biosciences
NBIX
$18.2B
– –
-10
Closed -$1K
NCLH icon
1246
Norwegian Cruise Line
NCLH
$9.53B
– –
-4,126
Closed -$71K
NFE icon
1247
New Fortress Energy
NFE
$92.9M
– –
-100
Closed -$4K
NGL icon
1248
NGL Energy Partners
NGL
$1.94B
– –
-275
Closed -$1K
NGNE icon
1249
Neurogene
NGNE
$672M
– –
-42
Closed -$10K
NI icon
1250
NiSource
NI
$21.5B
– –
-37
Closed -$1K
48 49
50
51 52

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.