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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
101
State Street Technology Select Sector SPDR ETF
XLK
$114B
$3.26M 0.22%
50,190
+24,398
+95% +$1.49M
FPE icon
102
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$3.25M 0.22%
161,111
+94,383
+141% +$1.86M
NXPI icon
103
NXP Semiconductors
NXPI
$67.6B
$3.25M 0.22%
20,403
+20,353
+40,706% +$3M
NFLX icon
104
Netflix
NFLX
$293B
$3.23M 0.22%
+59,740
New +$3.03M
RTX icon
105
RTX Corp
RTX
$294B
$3.17M 0.22%
44,334
+42,485
+2,298% +$2.79M
GD icon
106
General Dynamics
GD
$105B
$3.13M 0.22%
20,996
+10,743
+105% +$1.57M
VCIT icon
107
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$3.12M 0.22%
32,142
+3,129
+11% +$301K
CLX icon
108
Clorox
CLX
$11.8B
$3.11M 0.21%
15,384
+13,145
+587% +$2.72M
VONG icon
109
Vanguard Russell 1000 Growth ETF
VONG
$42.3B
$3.08M 0.21%
49,664
+45,252
+1,026% +$2.65M
FXD icon
110
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$3.06M 0.21%
60,173
+57,976
+2,639% +$2.72M
HON icon
111
Honeywell
HON
$77.9B
$3.06M 0.21%
15,234
+8,759
+135% +$1.59M
PAYX icon
112
Paychex
PAYX
$41.1B
$3.05M 0.21%
32,757
+32,140
+5,209% +$2.85M
COST icon
113
Costco
COST
$422B
$3.02M 0.21%
8,016
+6,934
+641% +$2.59M
IAU icon
114
iShares Gold Trust
IAU
$63.4B
$3.02M 0.21%
83,367
+18,947
+29% +$678K
D icon
115
Dominion Energy
D
$61.8B
$3.02M 0.21%
40,157
+38,962
+3,260% +$3.1M
ALGN icon
116
Align Technology
ALGN
$12B
$3M 0.21%
5,615
+5,201
+1,256% +$2.34M
NSC icon
117
Norfolk Southern
NSC
$77.1B
$2.95M 0.2%
+12,395
New +$2.82M
IYK icon
118
iShares US Consumer Staples ETF
IYK
$1.41B
$2.93M 0.2%
50,712
+99
+0.2% +$5.25K
DWAS icon
119
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$2.92M 0.2%
+38,768
New +$2.64M
PLD icon
120
Prologis
PLD
$137B
$2.89M 0.2%
29,008
+5,955
+26% +$602K
VTI icon
121
Vanguard Total Stock Market ETF
VTI
$655B
$2.88M 0.2%
14,782
+14,528
+5,720% +$2.66M
BSJL
122
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$2.84M 0.2%
123,121
+121,521
+7,595% +$2.8M
XLV icon
123
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$2.84M 0.2%
25,030
+23,503
+1,539% +$2.57M
BRK.B icon
124
Berkshire Hathaway Class B
BRK.B
$1.07T
$2.83M 0.2%
12,222
+11,576
+1,792% +$2.55M
MET icon
125
MetLife
MET
$61.2B
$2.79M 0.19%
59,390
+21,138
+55% +$916K
3 4
5
6 7

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.