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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOK icon
101
iShares Core Conservative Allocation ETF
AOK
$803M
$1.2M 0.24%
36,590
+14,307
+64% +$475K
FXL icon
102
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.18M 0.24%
22,523
-8,948
-28% -$496K
WFC icon
103
Wells Fargo
WFC
$261B
$1.18M 0.24%
25,002
+5,712
+30% +$293K
MMM icon
104
3M
MMM
$89B
$1.17M 0.24%
7,367
+1,491
+25% +$247K
UPS icon
105
United Parcel Service
UPS
$97.6B
$1.17M 0.24%
11,940
+573
+5% +$62.1K
USMV icon
106
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.13M 0.23%
21,657
-2,172
-9% -$119K
IWM icon
107
iShares Russell 2000 ETF
IWM
$80.9B
$1.13M 0.23%
8,424
-10,198
-55% -$1.52M
ABT icon
108
Abbott
ABT
$180B
$1.11M 0.22%
15,522
+1,573
+11% +$111K
ET icon
109
Energy Transfer Partners
ET
$70.1B
$1.11M 0.22%
83,232
+60,741
+270% +$922K
FDL icon
110
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.08M 0.22%
39,552
-2,687
-6% -$78K
GOOGL icon
111
Alphabet (Google) Class A
GOOGL
$3.91T
$1.08M 0.22%
20,560
+2,980
+17% +$161K
UCON icon
112
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$1M 0.2%
40,083
+18,360
+85% +$460K
BCX icon
113
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$977K 0.2%
138,313
+24,219
+21% +$191K
IBM icon
114
IBM
IBM
$202B
$977K 0.2%
8,963
+1,118
+14% +$134K
NFLX icon
115
Netflix
NFLX
$292B
$964K 0.19%
35,170
+13,280
+61% +$397K
VEA icon
116
Vanguard FTSE Developed Markets ETF
VEA
$226B
$963K 0.19%
25,783
+2,546
+11% +$101K
GLD icon
117
SPDR Gold Trust
GLD
$131B
$959K 0.19%
7,900
+2,428
+44% +$282K
KO icon
118
Coca-Cola
KO
$354B
$950K 0.19%
20,013
-968
-5% -$46.3K
BSV icon
119
Vanguard Short-Term Bond ETF
BSV
$44.6B
$949K 0.19%
12,079
-2,751
-19% -$215K
FXU icon
120
First Trust Utilities AlphaDEX Fund
FXU
$840M
$941K 0.19%
+34,665
New +$969K
FXD icon
121
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$930K 0.19%
25,171
+19,491
+343% +$779K
RTX icon
122
RTX Corp
RTX
$287B
$928K 0.19%
13,808
+2,782
+25% +$218K
DIS icon
123
Walt Disney
DIS
$165B
$912K 0.18%
8,317
-2,604
-24% -$296K
V icon
124
Visa
V
$677B
$906K 0.18%
6,840
+1,723
+34% +$238K
CWB icon
125
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$903K 0.18%
19,295
-13,507
-41% -$679K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.