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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
101
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.12M 0.2%
17,968
+2,886
+19% +$176K
PEY icon
102
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$1.11M 0.2%
65,110
+3,615
+6% +$61.6K
RFCI icon
103
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$1.1M 0.2%
+44,996
New +$1.1M
PEP icon
104
PepsiCo
PEP
$186B
$1.1M 0.2%
9,868
-84
-0.8% -$9.01K
FRI icon
105
First Trust S&P REIT Index Fund
FRI
$195M
$1.08M 0.19%
46,679
-27,370
-37% -$633K
GYLD icon
106
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$1.07M 0.19%
57,400
-700
-1% -$13.2K
DWAS icon
107
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.07M 0.19%
26,159
+3,351
+15% +$136K
FXO icon
108
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.05M 0.19%
38,104
+13,653
+56% +$379K
STX icon
109
Seagate
STX
$193B
$1.03M 0.19%
22,359
-1,348
-6% -$59.8K
D icon
110
Dominion Energy
D
$62.5B
$1.03M 0.18%
13,194
+1,254
+11% +$94.9K
LMT icon
111
Lockheed Martin
LMT
$134B
$1.03M 0.18%
3,839
+1,548
+68% +$405K
MMM icon
112
3M
MMM
$89B
$1.02M 0.18%
6,365
+191
+3% +$29.3K
VWO icon
113
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1M 0.18%
25,046
+715
+3% +$27.6K
RFEU
114
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$974K 0.18%
+17,227
New +$937K
PAA icon
115
Plains All American Pipeline
PAA
$17.4B
$952K 0.17%
30,118
-500
-2% -$15.8K
QCOM icon
116
Qualcomm
QCOM
$176B
$913K 0.16%
16,005
+8,869
+124% +$515K
GLD icon
117
SPDR Gold Trust
GLD
$131B
$912K 0.16%
7,647
-1,657
-18% -$193K
UPS icon
118
United Parcel Service
UPS
$97.6B
$900K 0.16%
8,400
+4,338
+107% +$474K
PAGP icon
119
Plains GP Holdings
PAGP
$5.23B
$895K 0.16%
28,636
-1,126
-4% -$36.6K
JPS
120
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$879K 0.16%
91,695
+5,245
+6% +$49.8K
FPE icon
121
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$877K 0.16%
44,827
+32,447
+262% +$629K
COST icon
122
Costco
COST
$415B
$875K 0.16%
5,222
-158
-3% -$26.5K
NKE icon
123
Nike
NKE
$61.9B
$854K 0.15%
15,471
+9,336
+152% +$516K
PM icon
124
Philip Morris
PM
$301B
$827K 0.15%
7,312
-318
-4% -$32.8K
WFC icon
125
Wells Fargo
WFC
$261B
$825K 0.15%
14,895
-1,286
-8% -$73K
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.