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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
101
Dominion Energy
D
$62.8B
$748K 0.17%
9,959
+2,826
+40% +$200K
TIER
102
DELISTED
TIER REIT, Inc.
TIER
$744K 0.17%
55,393
+1,359
+3% +$19.2K
CRDF icon
103
Cardiff Oncology
CRDF
$65.2M
$735K 0.16%
2,196
+80
+4% +$27.2K
WFC icon
104
Wells Fargo
WFC
$261B
$735K 0.16%
15,097
+149
+1% +$7.29K
SBUX icon
105
Starbucks
SBUX
$118B
$725K 0.16%
12,120
-295
-2% -$17.2K
VWO icon
106
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$714K 0.16%
20,658
-221
-1% -$6.93K
PEY icon
107
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.12B
$711K 0.16%
+49,842
New +$662K
JPM icon
108
JPMorgan Chase
JPM
$930B
$702K 0.16%
11,759
+958
+9% +$55.9K
IDU icon
109
iShares US Utilities ETF
IDU
$1.41B
$698K 0.16%
+11,282
New +$649K
MMM icon
110
3M
MMM
$87.5B
$696K 0.15%
5,030
+930
+23% +$119K
PFE icon
111
Pfizer
PFE
$143B
$696K 0.15%
24,750
-138
-0.6% -$3.94K
VEA icon
112
Vanguard FTSE Developed Markets ETF
VEA
$226B
$694K 0.15%
19,349
-3,977
-17% -$137K
GSK icon
113
GSK
GSK
$102B
$686K 0.15%
13,534
+5,104
+61% +$254K
MDY icon
114
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$675K 0.15%
2,569
+1,763
+219% +$429K
PSX icon
115
Phillips 66
PSX
$83B
$671K 0.15%
7,755
+747
+11% +$60.7K
VYM icon
116
Vanguard High Dividend Yield ETF
VYM
$80.6B
$663K 0.15%
9,601
-76
-0.8% -$4.98K
COP icon
117
ConocoPhillips
COP
$146B
$638K 0.14%
15,792
+2,872
+22% +$109K
LXU icon
118
LSB Industries
LXU
$878M
$638K 0.14%
65,092
+27,445
+73% +$159K
MLPA icon
119
Global X MLP ETF
MLPA
$2.28B
$630K 0.14%
10,758
+1,691
+19% +$91K
VTI icon
120
Vanguard Total Stock Market ETF
VTI
$654B
$625K 0.14%
5,965
+1,508
+34% +$150K
VFC icon
121
VF Corp
VFC
$6.49B
$609K 0.14%
9,991
+23
+0.2% +$1.34K
TFC icon
122
Truist Financial
TFC
$62.5B
$606K 0.13%
18,223
+5,477
+43% +$182K
TAL
123
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$605K 0.13%
39,167
-1,790
-4% -$21.5K
FXD icon
124
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$259M
$593K 0.13%
16,855
-5,787
-26% -$190K
INTC icon
125
Intel
INTC
$504B
$593K 0.13%
17,993
-4,481
-20% -$137K
3 4
5
6 7

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.